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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
226
Northern Trust
NTRS
$22.2B
$290K 0.04%
2,762
– –
PNW icon
227
Pinnacle West Capital
PNW
$12.8B
$290K 0.04%
3,565
– –
FITB
228
Fifth Third Bancorp
FITB
$52.4B
$288K 0.04%
7,677
– –
DD icon
229
DuPont de Nemours
DD
$19B
$286K 0.04%
2,951
-159
-5% -$15.2K
ITA icon
230
iShares US Aerospace & Defense ETF
ITA
$14.5B
$283K 0.04%
2,718
-530
-16% -$51.7K
ESG icon
231
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
$278K 0.04%
2,855
– –
AVY icon
232
Avery Dennison
AVY
$12.9B
$270K 0.04%
1,468
– –
SNY icon
233
Sanofi
SNY
$109B
$268K 0.04%
5,410
+1,796
+50% +$86.3K
IYH icon
234
iShares US Healthcare ETF
IYH
$3.46B
$267K 0.04%
5,295
-2,975
-36% -$150K
EWH icon
235
iShares MSCI Hong Kong ETF
EWH
$1.24B
$266K 0.04%
10,000
– –
GE icon
236
GE Aerospace
GE
$377B
$262K 0.04%
3,999
– –
HUM icon
237
Humana
HUM
$46.7B
$260K 0.04%
621
– –
TRU icon
238
TransUnion
TRU
$16.2B
$259K 0.04%
2,875
– –
SON icon
239
Sonoco
SON
$5.99B
$256K 0.04%
4,052
-745
-16% -$45.4K
GNRC icon
240
Generac Holdings
GNRC
$11.5B
$255K 0.04%
779
+761
+4,228% +$224K
FNB icon
241
FNB Corp
FNB
$6.81B
$254K 0.04%
20,000
– –
NAD icon
242
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$252K 0.04%
16,632
– –
VOO icon
243
Vanguard S&P 500 ETF
VOO
$971B
$251K 0.04%
689
+463
+205% +$164K
VNQ icon
244
Vanguard Real Estate ETF
VNQ
$40B
$250K 0.03%
2,720
-40
-1% -$3.52K
BIV icon
245
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$249K 0.03%
2,807
+1,790
+176% +$163K
TSM icon
246
TSMC
TSM
$2.03T
$242K 0.03%
2,050
– –
ELV icon
247
Elevance Health
ELV
$83.7B
$240K 0.03%
668
– –
WM icon
248
Waste Management
WM
$96.1B
$238K 0.03%
1,841
+1,044
+131% +$122K
LULU icon
249
lululemon athletica
LULU
$13.7B
$234K 0.03%
762
+223
+41% +$73.2K
SSB icon
250
SouthState Bank Corp
SSB
$10.3B
$233K 0.03%
2,968
-154
-5% -$12.4K
8 9
10
11 12

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.