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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTRS icon
226
Northern Trust
NTRS
$22.2B
$257K 0.04%
2,762
– –
NAD icon
227
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$256K 0.04%
16,632
– –
HUM icon
228
Humana
HUM
$46.7B
$255K 0.04%
621
– –
EW icon
229
Edwards Lifesciences
EW
$48.2B
$253K 0.04%
2,775
-450
-14% -$37.3K
NUE icon
230
Nucor
NUE
$60.5B
$253K 0.04%
4,759
+978
+26% +$50.5K
AWK icon
231
American Water Works
AWK
$27B
$248K 0.04%
1,613
-225
-12% -$34.6K
HOMB icon
232
Home BancShares
HOMB
$6.31B
$247K 0.04%
12,698
-750
-6% -$13.6K
EWH icon
233
iShares MSCI Hong Kong ETF
EWH
$1.24B
$246K 0.04%
10,000
– –
HYG icon
234
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$241K 0.04%
2,758
– –
XLNX
235
DELISTED
Xilinx Inc
XLNX
$238K 0.04%
1,678
– –
BALL icon
236
Ball Corp
BALL
$17.8B
$236K 0.04%
2,534
– –
VNQ icon
237
Vanguard Real Estate ETF
VNQ
$40B
$234K 0.04%
2,760
-2,469
-47% -$205K
AVY icon
238
Avery Dennison
AVY
$12.9B
$228K 0.03%
1,468
– –
IONS icon
239
Ionis Pharmaceuticals
IONS
$9.14B
$226K 0.03%
4,000
– –
SSB icon
240
SouthState Bank Corp
SSB
$10.3B
$226K 0.03%
3,122
– –
TSM icon
241
TSMC
TSM
$2.03T
$224K 0.03%
2,050
– –
BCE icon
242
BCE
BCE
$20.3B
$219K 0.03%
5,125
– –
CB icon
243
Chubb
CB
$141B
$217K 0.03%
1,413
– –
IVW icon
244
iShares S&P 500 Growth ETF
IVW
$71.9B
$217K 0.03%
3,400
– –
GE icon
245
GE Aerospace
GE
$377B
$215K 0.03%
3,999
– –
FIS icon
246
Fidelity National Information Services
FIS
$23.2B
$215K 0.03%
1,518
+24
+2% +$3.42K
ELV icon
247
Elevance Health
ELV
$83.7B
$214K 0.03%
668
– –
XBI icon
248
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$214K 0.03%
1,520
– –
FDX icon
249
FedEx
FDX
$74B
$212K 0.03%
818
+115
+16% +$31.9K
FITB
250
Fifth Third Bancorp
FITB
$52.4B
$212K 0.03%
7,677
– –
8 9
10
11 12

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.