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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
226
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$251K 0.04%
3,912
+1,970
+101% +$124K
DOW icon
227
Dow Inc
DOW
$22B
$246K 0.04%
5,238
-1,226
-19% -$55.1K
SON icon
228
Sonoco
SON
$5.83B
$245K 0.04%
4,797
-951
-17% -$50.3K
TRU icon
229
TransUnion
TRU
$16B
$242K 0.04%
2,875
– –
NAD icon
230
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$241K 0.04%
16,632
– –
IYH icon
231
iShares US Healthcare ETF
IYH
$3.44B
$241K 0.04%
5,295
+1,325
+33% +$60K
HYG icon
232
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$231K 0.04%
2,758
– –
ESG icon
233
FlexShares STOXX US ESG Select Index Fund
ESG
$130M
$226K 0.04%
2,770
+340
+14% +$27.3K
FIS icon
234
Fidelity National Information Services
FIS
$24.2B
$220K 0.04%
1,494
– –
EWH icon
235
iShares MSCI Hong Kong ETF
EWH
$1.23B
$219K 0.04%
10,000
– –
DD icon
236
DuPont de Nemours
DD
$18.6B
$218K 0.04%
3,128
-1,018
-25% -$71.3K
XEL icon
237
Xcel Energy
XEL
$49.2B
$217K 0.04%
3,148
– –
NTRS icon
238
Northern Trust
NTRS
$21.8B
$215K 0.04%
2,762
– –
BCE icon
239
BCE
BCE
$20.8B
$213K 0.03%
5,125
-1,100
-18% -$46.5K
ASML icon
240
ASML
ASML
$596B
$212K 0.03%
575
– –
BALL icon
241
Ball Corp
BALL
$17.5B
$211K 0.03%
2,534
– –
HOMB icon
242
Home BancShares
HOMB
$6.3B
$204K 0.03%
13,448
-3,100
-19% -$49.9K
FDS icon
243
Factset
FDS
$10B
$198K 0.03%
591
-32
-5% -$11.1K
IVW icon
244
iShares S&P 500 Growth ETF
IVW
$70.5B
$196K 0.03%
3,400
+300
+10% +$17K
UN
245
DELISTED
Unilever NV New York Registry Shares
UN
$196K 0.03%
3,242
-50
-2% -$2.9K
IONS icon
246
Ionis Pharmaceuticals
IONS
$8.93B
$190K 0.03%
4,000
– –
AVY icon
247
Avery Dennison
AVY
$12.8B
$188K 0.03%
1,468
– –
PFM icon
248
Invesco Dividend Achievers ETF
PFM
$789M
$186K 0.03%
6,148
– –
SNY icon
249
Sanofi
SNY
$107B
$184K 0.03%
3,671
– –
BSV icon
250
Vanguard Short-Term Bond ETF
BSV
$44.7B
$183K 0.03%
2,199
-398
-15% -$33.1K
8 9
10
11 12

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.