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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGNX icon
226
Cognex
CGNX
$10B
$239K 0.04%
4,000
– –
XLC icon
227
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$236K 0.04%
4,365
+2,735
+168% +$140K
IONS icon
228
Ionis Pharmaceuticals
IONS
$9.15B
$236K 0.04%
4,000
– –
NAD icon
229
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$233K 0.04%
16,632
– –
HYG icon
230
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$225K 0.04%
2,758
-625
-18% -$50.4K
EW icon
231
Edwards Lifesciences
EW
$48.2B
$223K 0.04%
3,225
– –
BF.B icon
232
Brown-Forman Class B
BF.B
$13.3B
$220K 0.04%
3,455
– –
NTRS icon
233
Northern Trust
NTRS
$22.2B
$219K 0.04%
2,762
– –
BSV icon
234
Vanguard Short-Term Bond ETF
BSV
$44.7B
$216K 0.04%
2,597
-1
-0% -$83
VEU icon
235
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$215K 0.04%
4,520
-402
-8% -$18K
EWH icon
236
iShares MSCI Hong Kong ETF
EWH
$1.24B
$214K 0.04%
10,000
– –
XLI icon
237
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$212K 0.04%
3,085
+1,958
+174% +$127K
ASML icon
238
ASML
ASML
$608B
$212K 0.04%
575
– –
VGT icon
239
Vanguard Information Technology ETF
VGT
$136B
$205K 0.03%
5,880
– –
FDS icon
240
Factset
FDS
$10.1B
$205K 0.03%
623
– –
ELV icon
241
Elevance Health
ELV
$83.6B
$202K 0.03%
768
-75
-9% -$20K
FIS icon
242
Fidelity National Information Services
FIS
$23.2B
$200K 0.03%
1,494
– –
XEL icon
243
Xcel Energy
XEL
$50.1B
$197K 0.03%
3,148
– –
TGT icon
244
Target
TGT
$65.5B
$196K 0.03%
1,636
-2
-0.1% -$228
SDY icon
245
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$195K 0.03%
2,137
– –
CNC icon
246
Centene
CNC
$31.6B
$191K 0.03%
3,000
– –
IYR icon
247
iShares US Real Estate ETF
IYR
$4.76B
$189K 0.03%
2,401
-1,200
-33% -$91K
AWK icon
248
American Water Works
AWK
$27B
$188K 0.03%
1,463
– –
CB icon
249
Chubb
CB
$141B
$188K 0.03%
1,483
+785
+112% +$91K
SNY icon
250
Sanofi
SNY
$109B
$187K 0.03%
3,671
– –
8 9
10
11 12

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.