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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.52%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$573M
AUM Growth
+$38.1M
Cap. Flow
-$424M
Cap. Flow %
-73.91%
Top 10 Hldgs %
47.14%
Holding
131
New
24
Increased
5
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
LIND icon
Lindblad Expeditions
LIND
+$2.44M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.2M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.92M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.75M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$1.61M

Top Sells

Rank Stock Value
1
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$3.04M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.9M
3
MDVN
MEDIVATION, INC.
MDVN
+$2.17M
4
MNGL
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
+$1.93M
5
EPR icon
EPR Properties
EPR
+$1.31M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.6%
2 Technology 0.39%
3 Real Estate 0.13%
4 Financials 0.09%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARAY icon
26
PUT
Accuray
ARAY
$32M
$554K 0.1%
+75,000
New +$474K
NEE.PRO
27
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$545K 0.1%
+10,000
New +$560K
MFIC icon
28
MidCap Financial Investment
MFIC
$787M
$491K 0.09%
20,100
-1,033
-5% -$25.1K
UMC icon
29
United Microelectronic
UMC
$47.7B
$353K 0.06%
+171,600
New +$359K
XIV
30
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$268K 0.05%
10,000
-5,000
-33% -$130K
GCVRZ
31
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$222K 0.04%
110,000
– –
AMCX icon
32
AMC Global Media
AMCX
$492M
$218K 0.04%
+3,185
New +$211K
CVO
33
CALL
DELISTED
Cenevo, Inc.
CVO
$207K 0.04%
+8,750
New +$177K
AKS
34
CALL
DELISTED
AK Steel Holding Corp
AKS
$188K 0.03%
50,000
– –
ZIONZ
35
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$156K 0.03%
50,000
– –
EXEL icon
36
PUT
Exelixis
EXEL
$13.3B
$146K 0.03%
+25,000
New +$129K
C.WS.A
37
DELISTED
Citigroup Inc
C.WS.A
$125K 0.02%
166,500
-25,000
-13% -$19.5K
TVIX
38
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– –
BAC.WS.B
39
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$73K 0.01%
92,300
– –
HMTV
40
DELISTED
Hemisphere Media Group, Inc.
HMTV
$39K 0.01%
3,306
-4,094
-55% -$52.7K
BCO icon
41
Brink's
BCO
$4.88B
$26K ﹤0.01%
+918
New +$25K
OI icon
42
O-I Glass
OI
$1.1B
$12K ﹤0.01%
+397
New +$11.8K
C.WS.B
43
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$9K ﹤0.01%
115,500
– –
CHFN
44
DELISTED
Charter Financial Corp
CHFN
$4K ﹤0.01%
+400
New +$4.23K
AMD icon
45
Advanced Micro Devices
AMD
$776B
– –
-240,606
Closed -$982K
BKLN icon
46
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-25,000
Closed -$619K
EPR icon
47
PUT
EPR Properties
EPR
$4.76B
– –
-25,000
Closed -$1.26M
GILD icon
48
PUT
Gilead Sciences
GILD
$162B
– –
-35,000
Closed -$1.79M
HYG icon
49
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-10,000
Closed -$909K
IVR icon
50
PUT
Invesco Mortgage Capital
IVR
$759M
– –
-5,000
Closed -$828K
1
2
3 4

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CWA
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SCA
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UWP
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Basso Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Basso Capital Management held 131 positions worth $573M, up 7.1% from $535M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Basso Capital Management withdrew a net $424M in Q3 2013, closing 36 positions and reducing 6 holdings. Its most notable exit was DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA), an estimated $3.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.6% of assets, followed by Technology and Real Estate.

Against the trend, Basso Capital Management opened a new position in Lindblad Expeditions worth $2.42M.

  • Basso Capital Management's largest Q3 2013 buy was Lindblad Expeditions: 250,000 shares worth $2.42M.
  • Basso Capital Management added most to OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2013, an estimated $1.92M increase.
  • Basso Capital Management's biggest Q3 2013 reduction was EPR Properties, cutting an estimated $1.31M.
  • Basso Capital Management fully exited DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) in Q3 2013, selling an estimated $3.04M.
  • Basso Capital Management's ten largest holdings make up 47% of its $573M portfolio in Q3 2013.
  • Basso Capital Management opened 24 new positions and closed 36 in Q3 2013.
  • Basso Capital Management's portfolio value rose 7.1% quarter-over-quarter to $573M.

Based on Basso Capital Management's 13F filing for Q3 2013, filed 13 Nov 2013.