Basso Capital Management’s DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) DCUB Stock Holding History

Basso Capital Management’s Portfolio DCUB Stock Details DCUB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-8,750	Closed	-$528K	–	149
2014 Q4	$528K	Sell	8,750 -17,000	-66%	-$987K	0.08%	96
2014 Q3	$1.44M	Sell	25,750 -6,250	-20%	-$354K	0.22%	69
2014 Q2	$1.85M	Buy	32,000 +15,000	+88%	+$865K	0.31%	48
2014 Q1	$981K	Buy	+17,000	New	+$961K	0.18%	69
2013 Q3	–	Sell	-61,100	Closed	-$3.04M	–	123
2013 Q2	$3.04M	Buy	+61,100	New	+$3.02M	0.57%	38

Other funds holding DCUB

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

CAM

Camden Asset Management Los Angeles, California $2.94B AUM 14.59% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

AIM

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Basso Capital Management's DCUB Position: Q1 2015 in Review

Basso Capital Management sold out of DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) (DCUB) in Q1 2015, closing a stake of 8,750 shares — an estimated $528K sold.

Basso Capital Management first reported a position in DCUB in Q2 2013 and held it in 5 quarters. The position peaked at $3.04M in Q2 2013. 36 funds tracked by Wall St. Rank hold DCUB as of Q1 2015.

Basso Capital Management reported no remaining DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) position as of Q1 2015 after selling out during the quarter.
Basso Capital Management sold 8,750 DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) shares in Q1 2015, an estimated $528K.
Basso Capital Management first reported a position in DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) in Q2 2013 and held it in 5 quarters.
Basso Capital Management's DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) position peaked at $3.04M in Q2 2013.
36 funds tracked by Wall St. Rank held DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA) as of Q1 2015.

Based on Basso Capital Management's 13F filing for Q1 2015, filed 15 May 2015.