BCM

Basso Capital Management Portfolio holdings

AUM $135M
This Quarter Return
+0.49%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$541M
AUM Growth
+$541M
Cap. Flow
-$6.9M
Cap. Flow %
-1.28%
Top 10 Hldgs %
49.24%
Holding
132
New
14
Increased
4
Reduced
6
Closed
20

Top Buys

1
LIND icon
Lindblad Expeditions
LIND
$2.42M
2
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$2.11M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$1.99M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.74M
5
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.63M

Top Sells

1
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$3.05M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$2.9M
3
MDVN
MEDIVATION, INC.
MDVN
$2.17M
4
MNGL
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
$1.93M
5
EPR icon
EPR Properties
EPR
$1.27M

Sector Composition

1 Consumer Discretionary 0.63%
2 Technology 0.42%
3 Real Estate 0.14%
4 Financials 0.09%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$16.6M 2.9%
243,712
+29,222
+14% +$1.99M
BZT
2
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$4.94M 0.86%
170,110
-38,267
-18% -$1.11M
SPY icon
3
SPDR S&P 500 ETF Trust
SPY
$658B
$4.2M 0.73%
25,000
– –
ZAIS
4
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.04M 0.53%
300,000
+50,000
+20% +$506K
HPAC
5
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$2.56M 0.45%
250,000
– –
CACG
6
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.49M 0.43%
250,000
– –
LIND icon
7
Lindblad Expeditions
LIND
$799M
$2.42M 0.42%
+250,000
New +$2.42M
EPR.PRC icon
8
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$2.11M 0.37%
+100,000
New +$2.11M
RPT.PRD
9
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.81M 0.32%
31,161
+29,986
+2,552% +$1.74M
MWRX
10
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.63M 0.28%
+201,107
New +$1.63M
AAPL icon
11
Apple
AAPL
$3.45T
$1.17M 0.2%
2,450
+2,250
+1,125% +$1.07M
WELL.PRI
12
DELISTED
Welltower Inc.
WELL.PRI
$1.01M 0.18%
+17,490
New +$1.01M
CONN
13
DELISTED
Conn's Inc.
CONN
$1M 0.17%
+20,000
New +$1M
EPR icon
14
EPR Properties
EPR
$4.13B
$739K 0.13%
15,169
-26,000
-63% -$1.27M
LRCX icon
15
Lam Research
LRCX
$127B
$732K 0.13%
14,300
– –
NEE.PRO
16
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$545K 0.1%
+10,000
New +$545K
MFIC icon
17
MidCap Financial Investment
MFIC
$1.23B
$491K 0.09%
60,300
-3,100
-5% -$25.2K
UMC icon
18
United Microelectronic
UMC
$16.5B
$353K 0.06%
+171,600
New +$353K
XIV
19
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$268K 0.05%
10,000
-5,000
-33% -$134K
GCVRZ
20
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$222K 0.04%
110,000
– –
AMCX icon
21
AMC Networks
AMCX
$306M
$218K 0.04%
+3,185
New +$218K
ZIONZ
22
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$156K 0.03%
50,000
– –
C.WS.A
23
DELISTED
Citigroup Inc
C.WS.A
$125K 0.02%
166,500
-25,000
-13% -$18.8K
TVIX
24
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$76K 0.01%
+5,000
New +$76K
BAC.WS.B
25
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$73K 0.01%
92,300
– –
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