BCM

Basso Capital Management Portfolio holdings

AUM $135M
This Quarter Return
+0.42%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$481M
AUM Growth
+$481M
Cap. Flow
-$1.63M
Cap. Flow %
-0.34%
Top 10 Hldgs %
52.93%
Holding
124
New
15
Increased
3
Reduced
6
Closed
12

Top Buys

1
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
$2.76M
2
VDTH
Videocon d2h Limited
VDTH
$2.42M
3
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$2.01M
4
TACOU
Berto Acquisition Corp. Unit
TACOU
$2M
5
PANL icon
Pangaea Logistics
PANL
$1.68M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$8.2M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.77M
3
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$1.36M
4
AAPL icon
Apple
AAPL
$1.17M
5
CONN
Conn's Inc.
CONN
$1M

Sector Composition

1 Consumer Discretionary 0.5%
2 Industrials 0.35%
3 Financials 0.11%
4 Technology 0.07%
5 Real Estate 0.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OCR.PRB
1
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.8M 1.95% 132,710 -111,002 -46% -$8.2M
BZT
2
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$4.93M 0.98% 133,264 -36,846 -22% -$1.36M
EPR.PRC icon
3
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$4.03M 0.8% 200,000 +100,000 +100% +$2.01M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$3.48M 0.69% 59,568 +28,407 +91% +$1.66M
ZAIS
5
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.05M 0.61% 300,000 – –
ROIQ
6
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$2.76M 0.55% +290,168 New +$2.76M
HPAC
7
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$2.65M 0.53% 250,000 – –
CACG
8
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.44M 0.48% 250,000 – –
VDTH
9
DELISTED
Videocon d2h Limited
VDTH
$2.42M 0.48% +250,000 New +$2.42M
LIND icon
10
Lindblad Expeditions
LIND
$799M
$2.41M 0.48% 250,000 – –
TACOU
11
Berto Acquisition Corp. Unit
TACOU
$266M
$2M 0.4% +200,000 New +$2M
SPY icon
12
SPDR S&P 500 ETF Trust
SPY
$658B
$1.85M 0.37% 10,000 -15,000 -60% -$2.77M
PANL icon
13
Pangaea Logistics
PANL
$348M
$1.68M 0.33% +174,600 New +$1.68M
MWRX
14
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.64M 0.32% 201,107 – –
GDEF
15
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.51M 0.3% +150,000 New +$1.51M
QPAC
16
DELISTED
QUINPARIO ACQUISITION CORP COM STK
QPAC
$1.01M 0.2% +100,000 New +$1.01M
JACQ
17
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$644K 0.13% +62,611 New +$644K
MFIC icon
18
MidCap Financial Investment
MFIC
$1.23B
$511K 0.1% 60,300 – –
NEE.PRO
19
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$452K 0.09% 8,000 -2,000 -20% -$113K
WELL.PRI
20
DELISTED
Welltower Inc.
WELL.PRI
$360K 0.07% 7,000 -10,490 -60% -$539K
UMC icon
21
United Microelectronic
UMC
$16.5B
$350K 0.07% 171,600 – –
WELL icon
22
Welltower
WELL
$113B
$320K 0.06% +5,971 New +$320K
ZIONZ
23
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$207K 0.04% 50,000 – –
ROIQW
24
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$145K 0.03% +290,168 New +$145K
C.WS.A
25
DELISTED
Citigroup Inc
C.WS.A
$108K 0.02% 166,500 – –
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