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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$504M
AUM Growth
-$69.5M
Cap. Flow
-$370M
Cap. Flow %
-73.42%
Top 10 Hldgs %
51.73%
Holding
108
New
18
Increased
4
Reduced
6
Closed
22

Top Buys

Rank Stock Value
1
VDTH
Videocon d2h Limited
VDTH
+$2.44M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.1M
3
PANL icon
Pangaea Logistics
PANL
+$1.68M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.67M
5
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
+$1.51M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$7.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
3
AAPL icon
Apple
AAPL
+$1.17M
4
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
+$1.15M
5
CONN
Conn's Inc.
CONN
+$1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.48%
2 Industrials 0.33%
3 Financials 0.1%
4 Technology 0.07%
5 Real Estate 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$18.5M 3.67%
+100,000
New +$17.7M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.8M 1.95%
132,710
-111,002
-46% -$7.8M
BZT
3
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$4.93M 0.98%
133,264
-36,846
-22% -$1.15M
EPR.PRC icon
4
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$152M
$4.03M 0.8%
200,000
+100,000
+100% +$2.1M
RPT.PRD
5
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$3.48M 0.69%
59,568
+28,407
+91% +$1.67M
ZAIS
6
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.05M 0.61%
300,000
– –
HPAC
7
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$2.65M 0.53%
250,000
– –
CACG
8
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.44M 0.48%
250,000
– –
VDTH
9
DELISTED
Videocon d2h Limited
VDTH
$2.42M 0.48%
+250,000
New +$2.44M
LIND icon
10
Lindblad Expeditions
LIND
$1.95B
$2.4M 0.48%
250,000
– –
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$1.85M 0.37%
10,000
-15,000
-60% -$2.65M
PANL icon
12
Pangaea Logistics
PANL
$493M
$1.68M 0.33%
+174,600
New +$1.68M
MWRX
13
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.64M 0.32%
201,107
– –
GDEF
14
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.51M 0.3%
+150,000
New +$1.51M
SITC icon
15
CALL
SITE Centers
SITC
$227M
$1.23M 0.24%
62,088
+23,283
+60% +$483K
QPAC
16
DELISTED
QUINPARIO ACQUISITION CORP COM STK
QPAC
$1.01M 0.2%
+100,000
New +$1M
CALY
17
PUT
Callaway Golf Company
CALY
$3.33B
$843K 0.17%
100,000
– –
SFUN
18
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$824K 0.16%
+1,000
New +$628K
SSRI
19
CALL
DELISTED
Silver Standard Resources
SSRI
$696K 0.14%
+100,000
New +$605K
JACQ
20
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$644K 0.13%
+62,611
New +$649K
MFIC icon
21
MidCap Financial Investment
MFIC
$796M
$511K 0.1%
20,100
– –
NLY icon
22
CALL
Annaly Capital Management
NLY
$17.3B
$499K 0.1%
12,500
– –
NEE.PRO
23
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$452K 0.09%
8,000
-2,000
-20% -$113K
WELL.PRI
24
DELISTED
Welltower Inc.
WELL.PRI
$360K 0.07%
7,000
-10,490
-60% -$586K
UMC icon
25
United Microelectronic
UMC
$47.5B
$350K 0.07%
171,600
– –
1
2 3

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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Basso Capital Management held 108 positions worth $504M, down 12% from $573M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Basso Capital Management withdrew a net $370M in Q4 2013, closing 22 positions and reducing 6 holdings. Its most notable exit was Apple, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.48% of assets, down from 0.6% a quarter earlier, followed by Industrials and Financials.

Against the trend, Basso Capital Management opened a new position in Videocon d2h Limited worth $2.42M.

  • Basso Capital Management's largest Q4 2013 buy was Videocon d2h Limited: 250,000 shares worth $2.42M.
  • Basso Capital Management added most to EPR Properties 5.75% Series C Preferred Shares in Q4 2013, an estimated $2.1M increase.
  • Basso Capital Management's biggest Q4 2013 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $7.8M.
  • Basso Capital Management fully exited Apple in Q4 2013, selling an estimated $1.17M.
  • Basso Capital Management's ten largest holdings make up 52% of its $504M portfolio in Q4 2013.
  • Basso Capital Management opened 18 new positions and closed 22 in Q4 2013.
  • Basso Capital Management's portfolio value fell 12% quarter-over-quarter to $504M.

Based on Basso Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.