BCM

Basso Capital Management Portfolio holdings

AUM $135M
This Quarter Return
+0.1%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$622M
AUM Growth
+$622M
Cap. Flow
-$1.05M
Cap. Flow %
-0.17%
Top 10 Hldgs %
44.17%
Holding
151
New
11
Increased
11
Reduced
19
Closed
13

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$13.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$6.46M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.2M
4
GPIAU
GP Investments Acquisition Corp. Unit
GPIAU
$2.78M
5
ARWAU
Arowana Inc
ARWAU
$1.57M

Top Sells

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$21.4M
2
LIND icon
Lindblad Expeditions
LIND
$2.33M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2M
4
HOLX icon
Hologic
HOLX
$1.48M
5
TACO
Del Taco Restaurants, Inc. Common Stock
TACO
$1.22M

Sector Composition

1 Healthcare 0.59%
2 Technology 0.3%
3 Industrials 0.21%
4 Communication Services 0.1%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGN.PRA
1
DELISTED
Allergan plc.
AGN.PRA
$13.6M 2.08% +13,000 New +$13.6M
IRDMB
2
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$6.53M 1% 19,650 +12,650 +181% +$4.2M
FTRPR
3
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$6.46M 0.99% +65,000 New +$6.46M
ROIQ
4
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$3.59M 0.55% 350,168 – –
GPIAU
5
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
$2.78M 0.43% +275,000 New +$2.78M
ILMN icon
6
Illumina
ILMN
$15.8B
$2.45M 0.37% 11,200 +5,000 +81% +$1.09M
CAMB
7
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.31M 0.35% 231,403 -18,597 -7% -$186K
HDRAU
8
DELISTED
Hydra Industries Acquisition Corp. Units
HDRAU
$1.72M 0.26% 170,000 -5,000 -3% -$50.7K
ARWAU
9
DELISTED
Arowana Inc
ARWAU
$1.57M 0.24% +155,000 New +$1.57M
GDEF
10
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.52M 0.23% 145,000 -5,000 -3% -$52.5K
ELECU
11
DELISTED
Electrum Special Acquisition Corporation
ELECU
$1.5M 0.23% +150,000 New +$1.5M
RPT.PRD
12
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.38M 0.21% 23,250 -33,650 -59% -$2M
XELA
13
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$1.29M 0.2% 130,100 +104,000 +398% +$1.03M
EEFT icon
14
Euronet Worldwide
EEFT
$3.82B
$1.28M 0.2% +20,800 New +$1.28M
TRTLU
15
DELISTED
Terrapin 3 Acquisition
TRTLU
$1.12M 0.17% 106,801 – –
AMSGP
16
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$810K 0.12% 5,945 +200 +3% +$27.3K
QPACU
17
DELISTED
Quinpario Acquisition Corp. 2 Unit
QPACU
$784K 0.12% 75,000 – –
RHT
18
DELISTED
Red Hat Inc
RHT
$630K 0.1% 8,300 -13,900 -63% -$1.06M
HRMNU
19
DELISTED
Harmony Merger Corp. Unit
HRMNU
$559K 0.09% 55,000 -20,000 -27% -$203K
UVV icon
20
Universal Corp
UVV
$1.39B
$537K 0.08% 9,361 -18,299 -66% -$1.05M
INSE icon
21
Inspired Entertainment
INSE
$250M
$532K 0.08% 55,000 +30,000 +120% +$290K
AUMA
22
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$419K 0.06% 42,027 +17,027 +68% +$170K
PDLI
23
DELISTED
PDL BioPharma, Inc.
PDLI
$418K 0.06% 65,082 -10,000 -13% -$64.2K
AKAM icon
24
Akamai
AKAM
$11.3B
$377K 0.06% 5,400 -5,200 -49% -$363K
CADT
25
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$239K 0.04% +24,107 New +$239K
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