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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$652M
AUM Growth
+$51.6M
Cap. Flow
-$410M
Cap. Flow %
-62.83%
Top 10 Hldgs %
46.59%
Holding
136
New
20
Increased
9
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$5.29M
2
AA.PRB
Alcoa Inc
AA.PRB
+$3.58M
3
BLBD icon
Blue Bird Corp
BLBD
+$1.85M
4
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$1.1M
5
PANW icon
Palo Alto Networks
PANW
+$904K

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$1.54M
2
BKNG icon
Booking.com
BKNG
+$1.26M
3
HLX icon
Helix Energy Solutions
HLX
+$1.26M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$1.13M
5
CPHD
Cepheid Inc
CPHD
+$964K

Sector Composition

Rank Sector Weight
1 Healthcare 0.88%
2 Consumer Discretionary 0.71%
3 Industrials 0.57%
4 Technology 0.46%
5 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
1
PUT
Welltower
WELL
$170B
$6.24M 0.96%
+100,000
New +$6.45M
AMSGP
2
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$5.24M 0.8%
+49,167
New +$5.29M
AA.PRB
3
DELISTED
Alcoa Inc
AA.PRB
$3.59M 0.55%
+72,000
New +$3.58M
ROIQ
4
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$3.45M 0.53%
350,168
– –
SRC
5
PUT
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$3.32M 0.51%
67,480
+33,450
+98% +$1.73M
ZAIS
6
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.12M 0.48%
300,007
– –
VDTH
7
DELISTED
Videocon d2h Limited
VDTH
$2.48M 0.38%
250,000
– –
CACG
8
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.48M 0.38%
250,000
– –
LIND icon
9
Lindblad Expeditions
LIND
$1.95B
$2.45M 0.38%
250,000
– –
CAMB
10
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.45M 0.38%
250,000
– –
IRDMB
11
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.37M 0.36%
7,000
– –
TACO
12
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$2.16M 0.33%
221,977
+2,895
+1% +$28.1K
BLBD icon
13
Blue Bird Corp
BLBD
$2.36B
$1.98M 0.3%
200,000
+190,000
+1,900% +$1.85M
RPT.PRD
14
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.91M 0.29%
31,518
+10,000
+46% +$623K
PANL icon
15
Pangaea Logistics
PANL
$493M
$1.76M 0.27%
183,400
+1,100
+0.6% +$11K
MWRX
16
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.69M 0.26%
205,727
+2,100
+1% +$17.3K
EPR icon
17
EPR Properties
EPR
$4.9B
$1.69M 0.26%
33,269
+4,400
+15% +$243K
POST icon
18
PUT
Post Holdings
POST
$4.21B
$1.66M 0.25%
+76,400
New +$2.04M
GDEF
19
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.56M 0.24%
150,000
– –
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$1.48M 0.23%
7,500
– –
DCUB
21
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$1.44M 0.22%
25,750
-6,250
-20% -$354K
NEE.PRO
22
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.08M 0.17%
18,000
– –
PANW icon
23
Palo Alto Networks
PANW
$265B
$1.03M 0.16%
+63,000
New +$904K
CSOD
24
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$957K 0.15%
+27,800
New +$1.1M
UVV icon
25
Universal Corp
UVV
$1.33B
$931K 0.14%
20,967
+5,750
+38% +$296K
1
2 3

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AIC
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CWA
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SP
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SCA
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UWP
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Basso Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Basso Capital Management held 136 positions worth $652M, up 8.6% from $601M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Basso Capital Management withdrew a net $410M in Q3 2014, closing 21 positions and reducing 9 holdings. Its most notable exit was Lam Research, an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.88% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basso Capital Management opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $5.24M.

  • Basso Capital Management's largest Q3 2014 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 49,167 shares worth $5.24M.
  • Basso Capital Management added most to Blue Bird Corp in Q3 2014, an estimated $1.85M increase.
  • Basso Capital Management's biggest Q3 2014 reduction was EPR Properties 5.75% Series C Preferred Shares, cutting an estimated $459K.
  • Basso Capital Management fully exited Lam Research in Q3 2014, selling an estimated $1.54M.
  • Basso Capital Management's ten largest holdings make up 47% of its $652M portfolio in Q3 2014.
  • Basso Capital Management opened 20 new positions and closed 21 in Q3 2014.
  • Basso Capital Management's portfolio value rose 8.6% quarter-over-quarter to $652M.

Based on Basso Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.