BCM

Basso Capital Management Portfolio holdings

AUM $135M
This Quarter Return
+0.28%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$598M
AUM Growth
+$598M
Cap. Flow
-$4.43M
Cap. Flow %
-0.74%
Top 10 Hldgs %
44.21%
Holding
158
New
19
Increased
7
Reduced
14
Closed
12

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.52M
2
HDRAU
Hydra Industries Acquisition Corp. Units
HDRAU
$2M
3
ILMN icon
Illumina
ILMN
$1.14M
4
CPHD
Cepheid Inc
CPHD
$1.08M
5
RHT
Red Hat Inc
RHT
$961K

Top Sells

1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$3.64M
2
AA.PRB
Alcoa Inc.
AA.PRB
$3.59M
3
VDTH
Videocon d2h Limited
VDTH
$2.49M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.69M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.48M

Sector Composition

1 Consumer Discretionary 0.78%
2 Healthcare 0.73%
3 Technology 0.48%
4 Industrials 0.36%
5 Real Estate 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TMUSP
1
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.52M 0.88% +105,600 New +$5.52M
ROIQ
2
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$3.44M 0.55% 350,168 – –
ZAIS
3
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.12M 0.5% 300,007 – –
IRDMB
4
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.53M 0.4% 7,000 – –
CAMB
5
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.48M 0.4% 250,000 – –
LIND icon
6
Lindblad Expeditions
LIND
$799M
$2.47M 0.39% 250,000 – –
CACG
7
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.44M 0.39% 250,000 – –
RPT.PRD
8
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.35M 0.37% 35,000 +3,482 +11% +$233K
TACO
9
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$2.17M 0.35% 222,477 +500 +0.2% +$4.87K
HDRAU
10
DELISTED
Hydra Industries Acquisition Corp. Units
HDRAU
$2M 0.32% +200,000 New +$2M
BLBD icon
11
Blue Bird Corp
BLBD
$1.85B
$1.97M 0.31% 200,000 – –
EPR icon
12
EPR Properties
EPR
$4.13B
$1.92M 0.31% 33,269 – –
AMSGP
13
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$1.88M 0.3% 16,745 -32,422 -66% -$3.64M
GDEF
14
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.55M 0.25% 150,000 – –
UVV icon
15
Universal Corp
UVV
$1.39B
$1.22M 0.19% 27,660 +6,693 +32% +$294K
NEE.PRO
16
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.21M 0.19% 18,000 – –
ILMN icon
17
Illumina
ILMN
$15.8B
$1.14M 0.18% +6,200 New +$1.14M
CPHD
18
DELISTED
Cepheid Inc
CPHD
$1.08M 0.17% +20,000 New +$1.08M
TRTLU
19
DELISTED
Terrapin 3 Acquisition
TRTLU
$1.07M 0.17% 106,801 +1,300 +1% +$13K
RHT
20
DELISTED
Red Hat Inc
RHT
$961K 0.15% +13,900 New +$961K
ON icon
21
ON Semiconductor
ON
$20.3B
$840K 0.13% 82,900 – –
CTXS
22
DELISTED
Citrix Systems Inc
CTXS
$721K 0.12% 11,300 +3,300 +41% +$211K
AKAM icon
23
Akamai
AKAM
$11.3B
$667K 0.11% 10,600 +5,300 +100% +$334K
JACQ
24
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$650K 0.1% 62,611 – –
XIV
25
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$607K 0.1% +19,500 New +$607K
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