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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$626M
AUM Growth
-$26M
Cap. Flow
-$459M
Cap. Flow %
-73.24%
Top 10 Hldgs %
42.17%
Holding
151
New
33
Increased
12
Reduced
16
Closed
15

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$5.48M
2
ILMN icon
Illumina
ILMN
+$1.12M
3
CPHD
Cepheid Inc
CPHD
+$1.01M
4
RHT
Red Hat Inc
RHT
+$840K
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$683K

Top Sells

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$3.59M
2
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$3.48M
3
VDTH
Videocon d2h Limited
VDTH
+$2.48M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$1.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.74%
2 Healthcare 0.7%
3 Technology 0.46%
4 Industrials 0.34%
5 Real Estate 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$10.3M 1.64%
+50,000
New +$10.1M
TMUSP
2
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.52M 0.88%
+105,600
New +$5.48M
ROIQ
3
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$3.44M 0.55%
350,168
– –
ZAIS
4
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.12M 0.5%
300,007
– –
IRDMB
5
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$2.53M 0.4%
7,000
– –
CAMB
6
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.48M 0.4%
250,000
– –
LIND icon
7
Lindblad Expeditions
LIND
$1.95B
$2.47M 0.39%
250,000
– –
CACG
8
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.44M 0.39%
250,000
– –
RPT.PRD
9
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.35M 0.37%
35,000
+3,482
+11% +$222K
CWB icon
10
CALL
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$2.35M 0.37%
+50,000
New +$2.45M
TACO
11
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$2.17M 0.35%
222,477
+500
+0.2% +$4.87K
NVDA icon
12
PUT
NVIDIA
NVDA
$4.6T
$2M 0.32%
+4,000,000
New +$1.95M
BLBD icon
13
Blue Bird Corp
BLBD
$2.29B
$1.97M 0.31%
200,000
– –
EPR icon
14
EPR Properties
EPR
$4.89B
$1.92M 0.31%
33,269
– –
AMSGP
15
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$1.88M 0.3%
16,745
-32,422
-66% -$3.48M
SRC
16
PUT
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.79M 0.29%
33,628
-33,852
-50% -$1.76M
ZINC
17
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$1.58M 0.25%
+100,000
New +$1.54M
GDEF
18
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.55M 0.25%
150,000
– –
UVV icon
19
Universal Corp
UVV
$1.37B
$1.22M 0.19%
27,660
+6,693
+32% +$282K
NEE.PRO
20
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.21M 0.19%
18,000
– –
PDLI
21
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$1.16M 0.18%
150,000
+50,000
+50% +$396K
ILMN icon
22
Illumina
ILMN
$29.5B
$1.14M 0.18%
+6,374
New +$1.12M
RAD
23
CALL
DELISTED
Rite Aid Corporation
RAD
$1.13M 0.18%
+7,500
New +$833K
CPHD
24
DELISTED
Cepheid Inc
CPHD
$1.08M 0.17%
+20,000
New +$1.01M
RHT
25
DELISTED
Red Hat Inc
RHT
$961K 0.15%
+13,900
New +$840K
1
2 3 4

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MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
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AIC
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CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
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UWP
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Basso Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Basso Capital Management held 151 positions worth $626M, down 4% from $652M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Basso Capital Management withdrew a net $459M in Q4 2014, closing 15 positions and reducing 16 holdings. Its most notable exit was Alcoa Inc, an estimated $3.59M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.74% of assets, up from 0.71% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Basso Capital Management opened a new position in T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A worth $5.52M.

  • Basso Capital Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 105,600 shares worth $5.52M.
  • Basso Capital Management added most to Akamai in Q4 2014, an estimated $320K increase.
  • Basso Capital Management's biggest Q4 2014 reduction was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1, cutting an estimated $3.48M.
  • Basso Capital Management fully exited Alcoa Inc in Q4 2014, selling an estimated $3.59M.
  • Basso Capital Management's ten largest holdings make up 42% of its $626M portfolio in Q4 2014.
  • Basso Capital Management opened 33 new positions and closed 15 in Q4 2014.
  • Basso Capital Management's portfolio value fell 4% quarter-over-quarter to $626M.

Based on Basso Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.