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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$547M
AUM Growth
+$43.8M
Cap. Flow
-$313M
Cap. Flow %
-57.19%
Top 10 Hldgs %
51.06%
Holding
118
New
29
Increased
5
Reduced
8
Closed
12

Top Buys

Rank Stock Value
1
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$3.41M
2
PDLI
PDL BioPharma, Inc.
PDLI
+$3.08M
3
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
+$2.41M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.29M
5
QGENF
QIAGEN NV
QGENF
+$2.21M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$9.8M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.29M
3
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
+$2.67M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$771K
5
JACQ
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
+$644K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.06%
2 Healthcare 0.73%
3 Real Estate 0.38%
4 Industrials 0.32%
5 Technology 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$4.68M 0.85%
+25,000
New +$4.59M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$4.21M 0.77%
22,500
+12,500
+125% +$2.29M
ROIQ
3
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
$3.39M 0.62%
+350,168
New +$3.41M
ZAIS
4
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$3.08M 0.56%
300,000
– –
PDLI
5
DELISTED
PDL BioPharma, Inc.
PDLI
$2.99M 0.55%
+359,672
New +$3.08M
RPT.PRD
6
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2.79M 0.51%
46,518
-13,050
-22% -$771K
HPAC
7
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$2.62M 0.48%
250,000
– –
CACG
8
DELISTED
CHART ACQUISITION CORP COM
CACG
$2.48M 0.45%
250,000
– –
LIND icon
9
Lindblad Expeditions
LIND
$1.95B
$2.46M 0.45%
250,000
– –
VDTH
10
DELISTED
Videocon d2h Limited
VDTH
$2.43M 0.44%
250,000
– –
CAMB
11
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.4M 0.44%
+250,000
New +$2.41M
QGENF
12
DELISTED
QIAGEN NV
QGENF
$2.21M 0.4%
+105,000
New +$2.21M
TACO
13
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$2.04M 0.37%
+211,351
New +$2.04M
PANL icon
14
Pangaea Logistics
PANL
$484M
$1.75M 0.32%
179,600
+5,000
+3% +$48.7K
BZT
15
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$1.68M 0.31%
53,481
-79,783
-60% -$2.67M
MWRX
16
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$1.63M 0.3%
201,107
– –
GDEF
17
DELISTED
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
$1.52M 0.28%
150,000
– –
EPR icon
18
EPR Properties
EPR
$4.89B
$1.31M 0.24%
+24,469
New +$1.26M
INXB
19
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$1.3M 0.24%
+162,750
New +$1.3M
BKNG icon
20
Booking.com
BKNG
$156B
$1.25M 0.23%
+26,250
New +$1.3M
QPAC
21
DELISTED
QUINPARIO ACQUISITION CORP COM STK
QPAC
$1.04M 0.19%
101,200
+1,200
+1% +$12.1K
DCUB
22
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$981K 0.18%
+17,000
New +$961K
EPR.PRC icon
23
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$154M
$928K 0.17%
43,855
-156,145
-78% -$3.29M
UVV icon
24
Universal Corp
UVV
$1.37B
$797K 0.15%
+14,267
New +$781K
ON icon
25
ON Semiconductor
ON
$30.7B
$779K 0.14%
+82,900
New +$745K
1
2 3

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RGC
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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Basso Capital Management held 118 positions worth $547M, up 8.7% from $504M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Basso Capital Management withdrew a net $313M in Q1 2014, closing 12 positions and reducing 8 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $9.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, up from 0.48% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Basso Capital Management opened a new position in ROI ACQUISITION CORP II COM STK worth $3.39M.

  • Basso Capital Management's largest Q1 2014 buy was ROI ACQUISITION CORP II COM STK: 350,168 shares worth $3.39M.
  • Basso Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $2.29M increase.
  • Basso Capital Management's biggest Q1 2014 reduction was EPR Properties 5.75% Series C Preferred Shares, cutting an estimated $3.29M.
  • Basso Capital Management fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, selling an estimated $9.8M.
  • Basso Capital Management's ten largest holdings make up 51% of its $547M portfolio in Q1 2014.
  • Basso Capital Management opened 29 new positions and closed 12 in Q1 2014.
  • Basso Capital Management's portfolio value rose 8.7% quarter-over-quarter to $547M.

Based on Basso Capital Management's 13F filing for Q1 2014, filed 13 May 2014.