Basso Capital Management’s OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS OCR.PRB Stock Holding History

Basso Capital Management’s Portfolio OCR.PRB Stock Details OCR.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-132,710	Closed	-$9.8M	–	113
2013 Q4	$9.8M	Sell	132,710 -111,002	-46%	-$7.8M	1.95%	16
2013 Q3	$16.6M	Buy	243,712 +29,222	+14%	+$1.92M	2.9%	11
2013 Q2	$12.6M	Buy	+214,490	New	+$12M	2.35%	11

Other funds holding OCR.PRB

Arrowgrass Capital Partners (US) Dover, Delaware $380M AUM 20.87% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.57B AUM 67.1% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $9.5B AUM 55.06% 1-Year Est. Return

Mackay Shields LLC New York $2.76B AUM 2.8% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

Piper Sandler & Co Minneapolis, Minnesota $97.6M AUM 0.02% 1-Year Est. Return

OFG

OTA Financial Group Purchase, New York $143M AUM 16.9% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Basso Capital Management's OCR.PRB Position: Q1 2014 in Review

Basso Capital Management sold out of OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS (OCR.PRB) in Q1 2014, closing a stake of 132,710 shares — an estimated $9.8M sold.

Basso Capital Management first reported a position in OCR.PRB in Q2 2013 and held it in 3 quarters. The position peaked at $16.6M in Q3 2013. 17 funds tracked by Wall St. Rank hold OCR.PRB as of Q1 2014.

Basso Capital Management reported no remaining OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS position as of Q1 2014 after selling out during the quarter.
Basso Capital Management sold 132,710 OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS shares in Q1 2014, an estimated $9.8M.
Basso Capital Management first reported a position in OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q2 2013 and held it in 3 quarters.
Basso Capital Management's OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS position peaked at $16.6M in Q3 2013.
17 funds tracked by Wall St. Rank held OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS as of Q1 2014.

Based on Basso Capital Management's 13F filing for Q1 2014, filed 13 May 2014.