Basso Capital Management’s Zions Bancorporation N.A. Warrants ZIONZ Stock Holding History

Basso Capital Management’s Portfolio ZIONZ Stock Details ZIONZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-50,000	Closed	-$581K	–	199
2017 Q3	$581K	Hold	50,000	–	–	0.07%	132
2017 Q2	$420K	Hold	50,000	–	–	0.05%	126
2017 Q1	$454K	Hold	50,000	–	–	0.07%	106
2016 Q4	$433K	Hold	50,000	–	–	0.07%	108
2016 Q3	$107K	Hold	50,000	–	–	0.02%	124
2016 Q2	$50K	Hold	50,000	–	–	0.01%	124
2016 Q1	$68K	Hold	50,000	–	–	0.01%	133
2015 Q4	$107K	Hold	50,000	–	–	0.02%	124
2015 Q3	$98K	Hold	50,000	–	–	0.02%	111
2015 Q2	$175K	Hold	50,000	–	–	0.03%	98
2015 Q1	$117K	Hold	50,000	–	–	0.02%	104
2014 Q4	$140K	Hold	50,000	–	–	0.02%	111
2014 Q3	$187K	Hold	50,000	–	–	0.03%	95
2014 Q2	$168K	Hold	50,000	–	–	0.03%	89
2014 Q1	$205K	Hold	50,000	–	–	0.04%	87
2013 Q4	$207K	Hold	50,000	–	–	0.04%	71
2013 Q3	$156K	Hold	50,000	–	–	0.03%	83
2013 Q2	$198K	Buy	+50,000	New	+$153K	0.04%	84

Other funds holding ZIONZ

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

GCM

Gator Capital Management Tampa, Florida $489M AUM 54.23% 1-Year Est. Return

BAM

Brave Asset Management Summit, New Jersey $467M AUM 33.05% 1-Year Est. Return

JCM

JD Capital Management Darien, Connecticut $232M AUM 54.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Basso Capital Management's ZIONZ Position: Q4 2017 in Review

Basso Capital Management sold out of Zions Bancorporation N.A. Warrants (ZIONZ) in Q4 2017, closing a stake of 50,000 shares — an estimated $581K sold.

Basso Capital Management first reported a position in ZIONZ in Q2 2013 and held it in 18 quarters. The position peaked at $581K in Q3 2017. 10 funds tracked by Wall St. Rank hold ZIONZ as of Q4 2017.

Basso Capital Management reported no remaining Zions Bancorporation N.A. Warrants position as of Q4 2017 after selling out during the quarter.
Basso Capital Management sold 50,000 Zions Bancorporation N.A. Warrants shares in Q4 2017, an estimated $581K.
Basso Capital Management first reported a position in Zions Bancorporation N.A. Warrants in Q2 2013 and held it in 18 quarters.
Basso Capital Management's Zions Bancorporation N.A. Warrants position peaked at $581K in Q3 2017.
10 funds tracked by Wall St. Rank held Zions Bancorporation N.A. Warrants as of Q4 2017.

Based on Basso Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.