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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNA icon
201
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.41B
$334K 0.03%
6,000
+1,000
+20% +$57.9K
V icon
202
Visa
V
$692B
$331K 0.03%
+1,927
New +$343K
SYK icon
203
Stryker
SYK
$129B
$326K 0.03%
1,510
– –
IAU icon
204
iShares Gold Trust
IAU
$66B
$317K 0.03%
11,258
+1,796
+19% +$50.7K
FATE icon
205
Fate Therapeutics
FATE
$290M
$310K 0.02%
20,000
– –
IWB icon
206
iShares Russell 1000 ETF
IWB
$49.7B
$299K 0.02%
1,818
– –
USB icon
207
US Bancorp
USB
$99.4B
$299K 0.02%
5,409
-307
-5% -$16.6K
AMD icon
208
Advanced Micro Devices
AMD
$798B
$298K 0.02%
+10,300
New +$323K
ICSH icon
209
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
$298K 0.02%
5,930
– –
SNDL icon
210
Sundial Growers
SNDL
$312M
$298K 0.02%
+6,220
New +$552K
CAT icon
211
Caterpillar
CAT
$395B
$294K 0.02%
2,329
-14,726
-86% -$1.87M
EBAY icon
212
eBay
EBAY
$48.9B
$294K 0.02%
+7,548
New +$303K
SAGE
213
DELISTED
Sage Therapeutics
SAGE
$294K 0.02%
2,100
– –
KRE icon
214
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$292K 0.02%
5,540
– –
SBUX icon
215
Starbucks
SBUX
$120B
$288K 0.02%
3,264
-50
-2% -$4.64K
FR icon
216
First Industrial Realty Trust
FR
$8.4B
$279K 0.02%
7,067
– –
SF
217
Stifel
SF
$12.6B
$273K 0.02%
10,724
-540
-5% -$13.6K
DVY icon
218
iShares Select Dividend ETF
DVY
$23.5B
$265K 0.02%
+2,600
New +$259K
XLI icon
219
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$265K 0.02%
3,425
– –
RWR icon
220
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$263K 0.02%
2,516
– –
FTV icon
221
Fortive
FTV
$18.4B
$261K 0.02%
6,050
-975
-14% -$44.9K
CL icon
222
Colgate-Palmolive
CL
$74.1B
$259K 0.02%
3,524
+36
+1% +$2.61K
SPHD icon
223
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$255K 0.02%
+6,000
New +$250K
HDV
224
iShares Core High Dividend ETF
HDV
$14.8B
$254K 0.02%
+13,500
New +$254K
LMT icon
225
Lockheed Martin
LMT
$135B
$235K 0.02%
603
– –
7 8
9
10 11

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Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.