We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
Cap. Flow
-$48.4M
Cap. Flow %
-4.78%
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.6M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$21.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.97M
4
CAT icon
Caterpillar
CAT
+$8.56M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$7.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.4M
2
PFE icon
Pfizer
PFE
+$9.87M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$9.06M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$8.89M
5
IBM icon
IBM
IBM
+$8.75M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Industrials 3.25%
3 Financials 3.08%
4 Materials 2.8%
5 Healthcare 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYF icon
201
iShares New York Muni Bond ETF
NYF
$1.39B
$391K 0.04%
7,130
– –
BIDU icon
202
Baidu
BIDU
$37.1B
$389K 0.04%
+2,451
New +$457K
IWO icon
203
iShares Russell 2000 Growth ETF
IWO
$14.8B
$386K 0.04%
2,297
-33,947
-94% -$6.33M
VOO icon
204
Vanguard S&P 500 ETF
VOO
$1.01T
$379K 0.04%
1,647
+235
+17% +$58.2K
SCHO icon
205
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$369K 0.04%
+14,780
New +$367K
GTLS
206
DELISTED
Chart Industries
GTLS
$365K 0.04%
+5,616
New +$371K
TSLA icon
207
Tesla
TSLA
$1.26T
$365K 0.04%
+16,440
New +$354K
ITUB icon
208
Itaú Unibanco
ITUB
$90.2B
$364K 0.04%
54,737
– –
PANW icon
209
Palo Alto Networks
PANW
$293B
$362K 0.04%
11,526
– –
SBUX icon
210
Starbucks
SBUX
$120B
$351K 0.03%
5,454
+827
+18% +$51.8K
MDLZ icon
211
Mondelez International
MDLZ
$80.1B
$349K 0.03%
8,713
+205
+2% +$8.74K
TDOC icon
212
Teladoc Health
TDOC
$1.21B
$337K 0.03%
+6,800
New +$416K
SMH icon
213
VanEck Semiconductor ETF
SMH
$71.8B
$331K 0.03%
+7,574
New +$355K
MRSH
214
Marsh
MRSH
$92.2B
$326K 0.03%
4,091
-185
-4% -$15.4K
ITOT icon
215
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$323K 0.03%
5,696
+1,933
+51% +$119K
XOP icon
216
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$318K 0.03%
3,000
– –
ABT icon
217
Abbott
ABT
$187B
$315K 0.03%
4,352
+1,291
+42% +$90.7K
PPG icon
218
PPG Industries
PPG
$26B
$315K 0.03%
+3,077
New +$319K
IJS icon
219
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$313K 0.03%
4,752
-188
-4% -$14K
TFI icon
220
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$298K 0.03%
6,190
-4,350
-41% -$206K
IAU icon
221
iShares Gold Trust
IAU
$66B
$286K 0.03%
11,645
-9,583
-45% -$226K
RDS.A
222
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$280K 0.03%
4,803
-3,546
-42% -$220K
EXI icon
223
iShares Global Industrials ETF
EXI
$1.46B
$276K 0.03%
3,540
+512
+17% +$43.2K
ALK icon
224
Alaska Air
ALK
$5.66B
$259K 0.03%
4,261
-5,879
-58% -$380K
IVZ icon
225
Invesco
IVZ
$14B
$255K 0.03%
+15,220
New +$305K
7 8
9
10 11

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return

Baker Avenue Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.

  • Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
  • Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
  • Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
  • Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
  • Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
  • Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
  • Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.