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BAAM
Baker Avenue Asset Management Portfolio holdings
AUM
$5.28B
1-Year Est. Return
39.19%
This Fund
S&P 500
This Quarter
Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
(-24%)
Cap. Flow
-$135M
Cap. Flow
% of AUM
-23.76%
Top 10 Holdings %
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$21.3M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$5.99M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$5.33M |
| 4 |
Qualcomm
QCOM
|
+$5.19M |
| 5 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$4.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$14.8M |
| 2 |
iShares Russell 2000 Growth ETF
IWO
|
+$10.2M |
| 3 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$9.83M |
| 4 |
First Trust Technology AlphaDEX Fund
FXL
|
+$9.7M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$9.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.7% |
| 2 | Financials | 7.47% |
| 3 | Industrials | 4.44% |
| 4 | Healthcare | 4.25% |
| 5 | Materials | 3.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
American Express
AXP
$231B
| $218K | 0.04% |
+2,941
| New | +$226K |
|
177
Invesco QQQ Trust
QQQ
$479B
| $217K | 0.04% |
2,130
-29,326
| -93% | -$3.15M |
|
178
Northern Trust
NTRS
$33.7B
| $216K | 0.04% |
3,173
-47,547
| -94% | -$3.49M |
|
|
X
179
DELISTED
US Steel
X
| $214K | 0.04% |
+20,500
| New | +$343K |
|
180
First Trust Materials AlphaDEX Fund
FXZ
$388M
| $209K | 0.04% |
7,760
-1,200
| -13% | -$35.9K |
|
181
FMC
FMC
$1.32B
| $206K | 0.04% |
6,999
-2,306
| -25% | -$89.4K |
|
|
BRCM
182
DELISTED
BROADCOM CORP CL-A
BRCM
| $206K | 0.04% |
4,000
-5,190
| -56% | -$267K |
|
|
ODP
183
DELISTED
ODP
ODP
| $193K | 0.03% |
+3,000
| New | +$234K |
|
184
First Bancorp
FBP
$4.44B
| $172K | 0.03% |
48,180
| – | – |
|
185
Flex
FLEX
$45.3B
| $159K | 0.03% |
20,038
-16,587
| -45% | -$135K |
|
186
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.31B
| $111K | 0.02% |
+5,880
| New | +$132K |
|
187
Orion Energy Systems
OESX
$71.3M
| $86K | 0.02% |
4,780
-280
| -6% | -$5.92K |
|
|
HK
188
DELISTED
Halcon Resources Corporation
HK
| $53K | 0.01% |
+580
| New | +$95.2K |
|
189
Acacia Research
ACTG
$451M
| – | – |
-34,000
| Closed | -$298K |
|
190
iShares Core US Aggregate Bond ETF
AGG
$137B
| – | – |
-3,939
| Closed | -$428K |
|
191
Akamai
AKAM
$17.2B
| – | – |
-40,456
| Closed | -$2.83M |
|
192
Ally Financial
ALLY
$13.4B
| – | – |
-21,060
| Closed | -$472K |
|
193
Alto Ingredients
ALTO
$349M
| – | – |
-53,400
| Closed | -$551K |
|
194
Accuray
ARAY
$33.8M
| – | – |
-27,890
| Closed | -$188K |
|
195
Ardmore Shipping
ASC
$695M
| – | – |
-34,280
| Closed | -$415K |
|
196
Virtus Biotech Clinical Trials ETF
BBC
$49.4M
| – | – |
-7,010
| Closed | -$254K |
|
197
BP
BP
$109B
| – | – |
-113,701
| Closed | -$3.82M |
|
198
Carnival Corporation Ltd
CCL
$39.4B
| – | – |
-67,612
| Closed | -$3.34M |
|
199
Century Aluminum
CENX
$4.55B
| – | – |
-20,310
| Closed | -$212K |
|
200
Carlyle Group
CG
$17.6B
| – | – |
-7,900
| Closed | -$222K |
|
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Baker Avenue Asset Management's Q3 2015 Portfolio in Review
As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.
Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.
Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.
- Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
- Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
- Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
- Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
- Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
- Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
- Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.
Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.