Baker Avenue Asset Management’s BROADCOM CORP CL-A BRCM Stock Holding History

Baker Avenue Asset Management’s Portfolio BRCM Stock Details BRCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,000	Closed	-$206K	–	211
2015 Q3	$206K	Sell	4,000 -5,190	-56%	-$267K	0.04%	182
2015 Q2	$473K	Buy	+9,190	New	+$447K	0.06%	158
2014 Q2	–	Sell	-24,650	Closed	-$626K	–	315
2014 Q1	$626K	Buy	24,650 +15,530	+170%	+$468K	0.11%	129
2013 Q4	$270K	Sell	9,120 -2,042	-18%	-$55.6K	0.05%	188
2013 Q3	$290K	Sell	11,162 -69,281	-86%	-$1.96M	0.06%	165
2013 Q2	$2.72M	Buy	+80,443	New	+$2.8M	0.67%	46

Other funds holding BRCM

LTI

Laffer Tengler Investments Nashville, Tennessee $677M AUM 27.58% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

FCM

Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return

Baker Avenue Asset Management's BRCM Position: Q4 2015 in Review

Baker Avenue Asset Management sold out of BROADCOM CORP CL-A (BRCM) in Q4 2015, closing a stake of 4,000 shares — an estimated $206K sold.

Baker Avenue Asset Management first reported a position in BRCM in Q2 2013 and held it in 6 quarters. The position peaked at $2.72M in Q2 2013. 572 funds tracked by Wall St. Rank hold BRCM as of Q4 2015.

Baker Avenue Asset Management reported no remaining BROADCOM CORP CL-A position as of Q4 2015 after selling out during the quarter.
Baker Avenue Asset Management sold 4,000 BROADCOM CORP CL-A shares in Q4 2015, an estimated $206K.
Baker Avenue Asset Management first reported a position in BROADCOM CORP CL-A in Q2 2013 and held it in 6 quarters.
Baker Avenue Asset Management's BROADCOM CORP CL-A position peaked at $2.72M in Q2 2013.
572 funds tracked by Wall St. Rank held BROADCOM CORP CL-A as of Q4 2015.

Based on Baker Avenue Asset Management's 13F filing for Q4 2015, filed 16 Feb 2016.