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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNC icon
176
Centene
CNC
$33.1B
$256K 0.05%
+16,000
New +$230K
VTRS icon
177
Viatris
VTRS
$20.6B
$256K 0.05%
+6,704
New +$236K
WOLF icon
178
Wolfspeed
WOLF
$1.31B
$256K 0.05%
+4,250
New +$270K
MRSH
179
Marsh
MRSH
$91.4B
$255K 0.05%
+5,860
New +$246K
MDRX
180
DELISTED
Veradigm Inc. Common Stock
MDRX
$253K 0.05%
17,000
– –
FNX icon
181
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$248K 0.05%
5,400
-98,575
-95% -$4.41M
JEF icon
182
Jefferies Financial Group
JEF
$13B
$247K 0.05%
+10,145
New +$243K
PPLI
183
People Inc
PPLI
$3.28B
$243K 0.05%
+24,900
New +$228K
MTG icon
184
MGIC Investment
MTG
$6.27B
$243K 0.05%
+33,400
New +$237K
CROX icon
185
Crocs
CROX
$6.58B
$238K 0.05%
17,500
+410
+2% +$5.95K
BLT
186
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$236K 0.05%
19,500
+1,010
+5% +$12.4K
STSA
187
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$233K 0.05%
+8,120
New +$215K
BANR icon
188
Banner Corp
BANR
$2.4B
$232K 0.05%
+6,070
New +$219K
EMR icon
189
Emerson Electric
EMR
$91B
$232K 0.05%
+3,590
New +$220K
TER icon
190
Teradyne
TER
$60.9B
$231K 0.05%
14,000
– –
TGI
191
DELISTED
Triumph Group
TGI
$231K 0.05%
+3,296
New +$254K
MRVL icon
192
Marvell Technology
MRVL
$189B
$230K 0.05%
20,000
– –
IJJ icon
193
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.96B
$227K 0.05%
4,200
-38,242
-90% -$2.04M
STWD icon
194
Starwood Property Trust
STWD
$6.01B
$226K 0.05%
+11,704
New +$235K
CBSH icon
195
Commerce Bancshares
CBSH
$8.58B
$219K 0.05%
+9,428
New +$224K
FXC icon
196
Invesco CurrencyShares Canadian Dollar Trust
FXC
$69.7M
$217K 0.05%
+2,250
New +$215K
FYX icon
197
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$217K 0.05%
+4,950
New +$209K
AXP icon
198
American Express
AXP
$236B
$213K 0.04%
+2,820
New +$212K
EMKR
199
DELISTED
Emcore Corp
EMKR
$213K 0.04%
+4,746
New +$197K
MOS icon
200
The Mosaic Company
MOS
$7.44B
$210K 0.04%
+4,890
New +$228K
6 7
8
9 10

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DDC
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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.