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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCOV
151
DELISTED
Brightcove, Inc.
BCOV
$814K 0.06%
+77,680
New +$894K
ESGE icon
152
iShares ESG Aware MSCI EM ETF
ESGE
$6.67B
$792K 0.06%
24,352
+62
+0.3% +$2.04K
JNJ icon
153
Johnson & Johnson
JNJ
$619B
$777K 0.06%
6,006
-139
-2% -$18.3K
ESGD icon
154
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$763K 0.06%
11,915
+251
+2% +$15.9K
RTX icon
155
RTX Corp
RTX
$301B
$752K 0.06%
8,762
-855
-9% -$71K
PFE icon
156
Pfizer
PFE
$149B
$751K 0.06%
22,056
-11,130
-34% -$405K
IVW icon
157
iShares S&P 500 Growth ETF
IVW
$77B
$733K 0.06%
16,296
– –
NBIS
158
Nebius Group N.V.
NBIS
$48.2B
$722K 0.06%
20,625
-410
-2% -$15.5K
CIEN icon
159
Ciena
CIEN
$57.2B
$720K 0.06%
18,376
-2,619
-12% -$110K
PPLI
160
People Inc
PPLI
$3.2B
$691K 0.06%
+17,760
New +$758K
TFI icon
161
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$653K 0.05%
12,885
– –
IUSG icon
162
iShares Core S&P US Growth ETF
IUSG
$33.4B
$650K 0.05%
10,344
-262
-2% -$16.6K
XOP icon
163
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.52B
$648K 0.05%
7,250
-500
-6% -$47.1K
GTLS
164
DELISTED
Chart Industries
GTLS
$647K 0.05%
10,387
-6,672
-39% -$452K
IWC icon
165
iShares Micro-Cap ETF
IWC
$1.5B
$638K 0.05%
7,240
-4,937
-41% -$443K
ORCL icon
166
Oracle
ORCL
$413B
$637K 0.05%
11,577
+300
+3% +$16.6K
PGX icon
167
Invesco Preferred ETF
PGX
$3.78B
$611K 0.05%
40,710
+13,500
+50% +$201K
LHX icon
168
L3Harris
LHX
$53.9B
$602K 0.05%
+2,886
New +$591K
T icon
169
AT&T
T
$162B
$601K 0.05%
21,038
-661
-3% -$17.5K
GUSH icon
170
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$222M
$596K 0.05%
1,798
+1,350
+301% +$584K
EEM icon
171
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$576K 0.05%
14,097
-2,791
-17% -$115K
FTA icon
172
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$552K 0.04%
10,720
– –
DJP icon
173
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
$543K 0.04%
24,943
– –
SUSA icon
174
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$540K 0.04%
8,748
+70
+0.8% +$4.29K
FRDM icon
175
Freedom 100 Emerging Markets ETF
FRDM
$3.34B
$508K 0.04%
20,000
– –
5 6
7
8 9

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Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.