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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
Cap. Flow
-$135M
Cap. Flow %
-23.76%
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$21.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.99M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.33M
4
QCOM icon
Qualcomm
QCOM
+$5.19M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$14.8M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$10.2M
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$9.83M
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$9.7M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.13M

Sector Composition

Rank Sector Weight
1 Technology 9.7%
2 Financials 7.47%
3 Industrials 4.44%
4 Healthcare 4.25%
5 Materials 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
126
Costco
COST
$421B
$505K 0.09%
3,497
-17,988
-84% -$2.57M
INTC icon
127
Intel
INTC
$503B
$505K 0.09%
16,739
+200
+1% +$5.78K
GDX icon
128
VanEck Gold Miners ETF
GDX
$25.6B
$501K 0.09%
36,450
-110,352
-75% -$1.59M
MOS icon
129
The Mosaic Company
MOS
$7.46B
$485K 0.09%
15,600
+9,600
+160% +$396K
SE
130
DELISTED
Spectra Energy Corp Wi
SE
$484K 0.09%
18,421
+253
+1% +$7.37K
FBND icon
131
Fidelity Total Bond ETF
FBND
$27.2B
$480K 0.08%
9,918
+1,454
+17% +$71.9K
LQD icon
132
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$477K 0.08%
4,110
-45,333
-92% -$5.24M
RTX icon
133
RTX Corp
RTX
$301B
$476K 0.08%
8,503
-41,255
-83% -$2.54M
IXP icon
134
iShares Global Comm Services ETF
IXP
$571M
$471K 0.08%
8,300
+270
+3% +$16.4K
VB icon
135
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$462K 0.08%
4,280
-330
-7% -$38.6K
PNC icon
136
PNC Financial Services
PNC
$101B
$441K 0.08%
4,940
+230
+5% +$21.6K
PLCE icon
137
Children's Place
PLCE
$58.9M
$433K 0.08%
+7,500
New +$451K
FXN icon
138
First Trust Energy AlphaDEX Fund
FXN
$369M
$426K 0.08%
29,566
-190,829
-87% -$3.17M
IJH icon
139
iShares Core S&P Mid-Cap ETF
IJH
$125B
$423K 0.07%
15,470
+880
+6% +$25.6K
OPPE
140
WisdomTree European Opportunities Fund
OPPE
$294M
$403K 0.07%
17,190
-2,620
-13% -$65.4K
SWC
141
DELISTED
Stillwater Mining Co
SWC
$403K 0.07%
39,000
+15,000
+63% +$144K
VIG icon
142
Vanguard Dividend Appreciation ETF
VIG
$114B
$398K 0.07%
5,397
-69
-1% -$5.34K
P
143
DELISTED
Pandora Media Inc
P
$395K 0.07%
18,531
– –
FSLR icon
144
First Solar
FSLR
$26.2B
$383K 0.07%
8,960
+490
+6% +$22.7K
MLNX
145
DELISTED
Mellanox Technologies, Ltd.
MLNX
$378K 0.07%
+10,000
New +$429K
GD icon
146
General Dynamics
GD
$105B
$372K 0.07%
2,700
– –
IEV icon
147
iShares Europe ETF
IEV
$1.69B
$353K 0.06%
8,873
+1,680
+23% +$71.9K
APTV icon
148
Aptiv
APTV
$9.61B
$348K 0.06%
4,580
+200
+5% +$15.4K
KRE icon
149
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$346K 0.06%
8,400
-197,325
-96% -$8.38M
XLKS
150
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$338K 0.06%
6,960
-1,070
-13% -$52K
4 5
6
7 8

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Baker Avenue Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.

  • Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
  • Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
  • Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
  • Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
  • Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
  • Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.