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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
126
United Rentals
URI
$72.3B
$472K 0.1%
+8,100
New +$449K
BCOV
127
DELISTED
Brightcove, Inc.
BCOV
$460K 0.1%
40,900
+4,000
+11% +$40.3K
VB icon
128
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$451K 0.09%
+4,396
New +$438K
MKTG
129
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$448K 0.09%
27,100
-1,500
-5% -$22.1K
EOG icon
130
EOG Resources
EOG
$70.4B
$447K 0.09%
+5,280
New +$410K
SREV
131
DELISTED
ServiceSource International, Inc.
SREV
$441K 0.09%
36,530
+3,580
+11% +$42.3K
IGIB icon
132
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$437K 0.09%
+8,100
New +$435K
TROX icon
133
Tronox
TROX
$933M
$429K 0.09%
17,540
+6,200
+55% +$138K
XLV icon
134
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$419K 0.09%
+8,285
New +$416K
CALX icon
135
Calix
CALX
$2.42B
$409K 0.09%
32,160
-70
-0.2% -$857
IGTE
136
DELISTED
IGATE CORPORATION
IGTE
$390K 0.08%
14,060
– –
IYR icon
137
iShares US Real Estate ETF
IYR
$4.67B
$385K 0.08%
6,040
-87,314
-94% -$5.7M
ATML
138
DELISTED
ATMEL CORP
ATML
$379K 0.08%
51,000
– –
SIVR icon
139
abrdn Physical Silver Shares ETF
SIVR
$4.31B
$376K 0.08%
17,590
-104,300
-86% -$2.21M
CBI
140
DELISTED
Chicago Bridge & Iron Nv
CBI
$373K 0.08%
+5,500
New +$339K
COST icon
141
Costco
COST
$418B
$370K 0.08%
+3,214
New +$371K
WNC icon
142
Wabash National
WNC
$518M
$368K 0.08%
31,520
-23,450
-43% -$253K
PANW icon
143
Palo Alto Networks
PANW
$296B
$367K 0.08%
+48,000
New +$379K
GRPN icon
144
Groupon
GRPN
$1.04B
$354K 0.07%
+1,578
New +$314K
NKY
145
DELISTED
PRECIDIAN INVESTMENTS MAXIS NIKKEI 225 INDEX
NKY
$353K 0.07%
20,000
– –
HAL icon
146
Halliburton
HAL
$26.5B
$351K 0.07%
+7,296
New +$342K
BID
147
DELISTED
Sotheby's
BID
$344K 0.07%
+7,000
New +$312K
FITB
148
Fifth Third Bancorp
FITB
$52.2B
$340K 0.07%
18,850
– –
WFT
149
DELISTED
Weatherford International plc
WFT
$337K 0.07%
21,961
+1,961
+10% +$28.8K
RTK
150
DELISTED
Rentech, Inc.
RTK
$337K 0.07%
17,020
+1,347
+9% +$28.3K
4 5
6
7 8

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.