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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.21B
AUM Growth
+$59.4M
Cap. Flow
+$8.72M
Cap. Flow %
0.72%
Top 10 Hldgs %
29.24%
Holding
264
New
24
Increased
107
Reduced
94
Closed
14

Top Buys

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.5M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.82M
3
BND icon
Vanguard Total Bond Market
BND
+$5.65M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.89M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$4.83M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$46M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.86M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$4.63M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.44M
5
FCX icon
Freeport-McMoran
FCX
+$2.64M

Sector Composition

Rank Sector Weight
1 Technology 11.7%
2 Materials 4%
3 Healthcare 3.46%
4 Financials 3.21%
5 Industrials 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$394B
$1.86M 0.15%
12,182
+411
+3% +$58.1K
CELG
102
DELISTED
Celgene Corp
CELG
$1.81M 0.15%
20,255
+204
+1% +$18K
TDIV icon
103
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$1.81M 0.15%
47,101
– –
VALE icon
104
Vale
VALE
$62.6B
$1.81M 0.15%
121,965
-1,272
-1% -$17.2K
VNQ icon
105
Vanguard Real Estate ETF
VNQ
$38.8B
$1.8M 0.15%
22,320
-3,780
-14% -$311K
GOOGL icon
106
Alphabet (Google) Class A
GOOGL
$4.38T
$1.73M 0.14%
28,620
+6,180
+28% +$374K
STI
107
DELISTED
SunTrust Banks, Inc.
STI
$1.73M 0.14%
25,830
-4,110
-14% -$293K
RF icon
108
Regions Financial
RF
$26.8B
$1.7M 0.14%
92,489
+7,617
+9% +$143K
BRK.B icon
109
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.69M 0.14%
7,873
+764
+11% +$157K
VTV icon
110
Vanguard Morningstar Value ETF
VTV
$191B
$1.68M 0.14%
15,219
+54
+0.4% +$5.9K
XYL icon
111
Xylem
XYL
$28.2B
$1.68M 0.14%
21,008
+1,331
+7% +$99.4K
IVV icon
112
iShares Core S&P 500 ETF
IVV
$897B
$1.66M 0.14%
5,685
-131
-2% -$37.6K
AGN
113
DELISTED
Allergan plc
AGN
$1.65M 0.14%
8,655
-79
-0.9% -$14.5K
SPWR
114
DELISTED
SunPower Corporation Common Stock
SPWR
$1.6M 0.13%
335,816
+142,160
+73% +$673K
TGT icon
115
Target
TGT
$66.8B
$1.6M 0.13%
18,148
-6,627
-27% -$551K
BNY
116
Bank of New York Mellon
BNY
$108B
$1.58M 0.13%
30,979
+1,235
+4% +$65K
UNH icon
117
UnitedHealth
UNH
$367B
$1.56M 0.13%
5,873
+259
+5% +$67.4K
PAYX icon
118
Paychex
PAYX
$42.7B
$1.54M 0.13%
20,862
+2,798
+15% +$201K
MO icon
119
Altria Group
MO
$113B
$1.51M 0.12%
25,078
+4,530
+22% +$269K
MRVL icon
120
Marvell Technology
MRVL
$189B
$1.51M 0.12%
78,290
+5,578
+8% +$115K
ECL icon
121
Ecolab
ECL
$79.5B
$1.51M 0.12%
9,634
+586
+6% +$86.9K
AFL icon
122
Aflac
AFL
$64.5B
$1.51M 0.12%
32,065
+1,686
+6% +$77.2K
ABB
123
DELISTED
ABB Ltd
ABB
$1.49M 0.12%
62,850
+13,176
+27% +$302K
XLK icon
124
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.47M 0.12%
39,104
+950
+2% +$34.8K
FVD icon
125
First Trust Value Line Dividend Fund
FVD
$8.38B
$1.44M 0.12%
45,521
– –
3 4
5
6 7

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Baker Avenue Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Baker Avenue Asset Management held 264 positions worth $1.21B, up 5.1% from $1.15B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Baker Avenue Asset Management's Q3 2018 filing shows 24 new, 107 increased, 94 reduced and 14 closed positions. Its largest new stake was United Parcel Service: 39,331 shares worth $4.59M. The largest sale was Simpson Manufacturing, an estimated $46M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Materials and Healthcare.

  • Baker Avenue Asset Management's largest Q3 2018 buy was United Parcel Service: 39,331 shares worth $4.59M.
  • Baker Avenue Asset Management added most to Vanguard FTSE Emerging Markets ETF in Q3 2018, an estimated $11.5M increase.
  • Baker Avenue Asset Management's biggest Q3 2018 reduction was Simpson Manufacturing, cutting an estimated $46M.
  • Baker Avenue Asset Management fully exited Liberty Global Class A in Q3 2018, selling an estimated $2.34M.
  • Baker Avenue Asset Management's ten largest holdings make up 29% of its $1.21B portfolio in Q3 2018.
  • Baker Avenue Asset Management opened 24 new positions and closed 14 in Q3 2018.
  • Baker Avenue Asset Management's portfolio value rose 5.1% quarter-over-quarter to $1.21B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2018, filed 15 Nov 2018.