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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-6.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$568M
AUM Growth
-$184M
Cap. Flow
-$135M
Cap. Flow %
-23.76%
Top 10 Hldgs %
44.71%
Holding
271
New
28
Increased
67
Reduced
79
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$21.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$5.99M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.33M
4
QCOM icon
Qualcomm
QCOM
+$5.19M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.5M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$14.8M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$10.2M
3
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$9.83M
4
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$9.7M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$9.13M

Sector Composition

Rank Sector Weight
1 Technology 9.7%
2 Financials 7.47%
3 Industrials 4.44%
4 Healthcare 4.25%
5 Materials 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
101
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$655K 0.12%
6,760
-174
-3% -$18.1K
EMR icon
102
Emerson Electric
EMR
$87.6B
$653K 0.11%
14,780
-10
-0.1% -$492
CRM icon
103
Salesforce
CRM
$152B
$629K 0.11%
9,060
+20
+0.2% +$1.42K
GOOGL icon
104
Alphabet (Google) Class A
GOOGL
$4.4T
$628K 0.11%
+19,680
New +$634K
BSV icon
105
Vanguard Short-Term Bond ETF
BSV
$44.6B
$625K 0.11%
7,778
– –
NOK icon
106
Nokia
NOK
$52.8B
$621K 0.11%
91,580
-39,400
-30% -$259K
FV icon
107
First Trust Dorsey Wright Focus 5 ETF
FV
$3.71B
$617K 0.11%
28,140
-177,205
-86% -$4.27M
DLS icon
108
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$615K 0.11%
11,146
+4,244
+61% +$247K
SUNE
109
DELISTED
SUNEDISON, INC COM
SUNE
$613K 0.11%
85,340
-74,966
-47% -$1.34M
BNY
110
Bank of New York Mellon
BNY
$108B
$611K 0.11%
15,600
+660
+4% +$27.4K
EXI icon
111
iShares Global Industrials ETF
EXI
$1.47B
$603K 0.11%
9,421
+760
+9% +$51.7K
DIM icon
112
WisdomTree International MidCap Dividend Fund
DIM
$169M
$595K 0.1%
11,208
-2,856
-20% -$163K
ITOT icon
113
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$593K 0.1%
13,550
-5,460
-29% -$253K
LNKD
114
DELISTED
LinkedIn Corporation
LNKD
$588K 0.1%
3,092
+1,000
+48% +$199K
TFI icon
115
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$586K 0.1%
12,145
-2,070
-15% -$98.9K
TSLA icon
116
Tesla
TSLA
$1.26T
$580K 0.1%
35,025
+300
+0.9% +$5.1K
AFL icon
117
Aflac
AFL
$64.3B
$569K 0.1%
19,580
+780
+4% +$23.6K
CIEN icon
118
Ciena
CIEN
$58B
$556K 0.1%
26,810
+16,800
+168% +$390K
BRK.B icon
119
Berkshire Hathaway Class B
BRK.B
$1.12T
$546K 0.1%
4,187
-624
-13% -$85.5K
RAD
120
DELISTED
Rite Aid Corporation
RAD
$546K 0.1%
4,500
-1,709
-28% -$285K
M icon
121
Macy's
M
$6.71B
$536K 0.09%
10,446
+390
+4% +$24.5K
MTB icon
122
M&T Bank
MTB
$36.2B
$527K 0.09%
4,320
-120
-3% -$15K
VMW
123
DELISTED
VMware, Inc
VMW
$525K 0.09%
6,660
-700
-10% -$58.2K
DE icon
124
Deere & Co
DE
$165B
$515K 0.09%
6,966
+210
+3% +$18.5K
CY
125
DELISTED
Cypress Semiconductor
CY
$511K 0.09%
60,000
-49,608
-45% -$521K
3 4
5
6 7

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Baker Avenue Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Baker Avenue Asset Management held 271 positions worth $568M, down 24% from $752M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Baker Avenue Asset Management withdrew a net $135M in Q3 2015, closing 83 positions and reducing 79 holdings. Its most notable exit was Cisco, an estimated $7.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, Baker Avenue Asset Management opened a new position in iShares Floating Rate Bond ETF worth $5.31M.

  • Baker Avenue Asset Management's largest Q3 2015 buy was iShares Floating Rate Bond ETF: 105,341 shares worth $5.31M.
  • Baker Avenue Asset Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2015, an estimated $21.3M increase.
  • Baker Avenue Asset Management's biggest Q3 2015 reduction was Vanguard Total Bond Market, cutting an estimated $14.8M.
  • Baker Avenue Asset Management fully exited Cisco in Q3 2015, selling an estimated $7.63M.
  • Baker Avenue Asset Management's ten largest holdings make up 45% of its $568M portfolio in Q3 2015.
  • Baker Avenue Asset Management opened 28 new positions and closed 83 in Q3 2015.
  • Baker Avenue Asset Management's portfolio value fell 24% quarter-over-quarter to $568M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2015, filed 16 Nov 2015.