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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICF icon
101
iShares Select U.S. REIT ETF
ICF
$2.09B
$955K 0.2%
24,838
-7,060
-22% -$280K
IWD icon
102
iShares Russell 1000 Value ETF
IWD
$83.4B
$952K 0.2%
11,041
-125,077
-92% -$10.9M
XLK icon
103
State Street Technology Select Sector SPDR ETF
XLK
$123B
$936K 0.2%
58,430
-11,676
-17% -$186K
TXT icon
104
Textron
TXT
$15.3B
$898K 0.19%
32,509
+3,338
+11% +$93.1K
XLG icon
105
Invesco S&P 500 Top 50 ETF
XLG
$11.1B
$896K 0.19%
+76,490
New +$903K
VBR icon
106
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$874K 0.18%
+9,684
New +$857K
SRCI
107
DELISTED
SRC Energy Inc
SRCI
$863K 0.18%
88,490
+56,960
+181% +$476K
PEY icon
108
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$852K 0.18%
77,140
-14,855
-16% -$164K
XLE icon
109
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$851K 0.18%
+20,534
New +$846K
AGG icon
110
iShares Core US Aggregate Bond ETF
AGG
$138B
$811K 0.17%
+7,569
New +$807K
IWN icon
111
iShares Russell 2000 Value ETF
IWN
$14.6B
$802K 0.17%
+8,749
New +$789K
PKT
112
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$736K 0.15%
47,520
+3,930
+9% +$55.7K
XLI icon
113
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$731K 0.15%
15,761
+4,138
+36% +$187K
VNQ icon
114
Vanguard Real Estate ETF
VNQ
$39.1B
$728K 0.15%
11,000
-290
-3% -$19.7K
FTNT icon
115
Fortinet
FTNT
$123B
$716K 0.15%
176,625
+1,810
+1% +$7.33K
P
116
DELISTED
Pandora Media Inc
P
$704K 0.15%
28,031
-4,000
-12% -$81.9K
LNKD
117
DELISTED
LinkedIn Corporation
LNKD
$662K 0.14%
+2,692
New +$607K
LQD icon
118
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$655K 0.14%
+5,770
New +$653K
FXI icon
119
iShares China Large-Cap ETF
FXI
$4.33B
$575K 0.12%
15,500
– –
SGOL icon
120
abrdn Physical Gold Shares ETF
SGOL
$7.22B
$563K 0.12%
43,050
-630,870
-94% -$8.26M
JCP
121
DELISTED
J.C. Penney Company, Inc.
JCP
$559K 0.12%
63,500
+41,000
+182% +$585K
AMRN
122
Amarin Corp
AMRN
$302M
$552K 0.12%
4,367
+90
+2% +$10.8K
IMPV
123
DELISTED
Imperva, Inc.
IMPV
$528K 0.11%
12,560
+1,990
+19% +$94.8K
IBB icon
124
iShares Biotechnology ETF
IBB
$9.53B
$524K 0.11%
7,500
-22,500
-75% -$1.47M
DST
125
DELISTED
DST Systems Inc.
DST
$483K 0.1%
+12,800
New +$462K
3 4
5
6 7

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.