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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
Cap. Flow
-$48.4M
Cap. Flow %
-4.78%
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.6M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$21.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.97M
4
CAT icon
Caterpillar
CAT
+$8.56M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$7.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.4M
2
PFE icon
Pfizer
PFE
+$9.87M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$9.06M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$8.89M
5
IBM icon
IBM
IBM
+$8.75M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Industrials 3.25%
3 Financials 3.08%
4 Materials 2.8%
5 Healthcare 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
76
CSX Corp
CSX
$93.9B
$2.9M 0.29%
139,908
-13,842
-9% -$318K
ABBV icon
77
AbbVie
ABBV
$431B
$2.84M 0.28%
30,834
+2,099
+7% +$185K
AXP icon
78
American Express
AXP
$231B
$2.77M 0.27%
29,099
+26,800
+1,166% +$2.8M
ETN icon
79
Eaton
ETN
$174B
$2.61M 0.26%
38,023
-7,572
-17% -$566K
TDIV icon
80
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$2.57M 0.25%
77,609
+30,508
+65% +$1.08M
GLNG icon
81
Golar LNG
GLNG
$5.19B
$2.57M 0.25%
118,134
-23,229
-16% -$600K
DD icon
82
DuPont de Nemours
DD
$19.5B
$2.46M 0.24%
18,147
-59,573
-77% -$8.56M
AGN
83
DELISTED
Allergan plc
AGN
$2.44M 0.24%
18,266
+9,611
+111% +$1.58M
MRK icon
84
Merck
MRK
$317B
$2.37M 0.23%
32,508
-1,961
-6% -$138K
FTI icon
85
TechnipFMC
FTI
$27.3B
$2.29M 0.23%
157,225
-102,187
-39% -$1.9M
LYB icon
86
LyondellBasell Industries
LYB
$19.8B
$2.29M 0.23%
27,505
-5,443
-17% -$498K
CVX icon
87
Chevron
CVX
$371B
$2.15M 0.21%
19,758
-715
-3% -$82.8K
TGT icon
88
Target
TGT
$66.8B
$2.06M 0.2%
31,189
+13,041
+72% +$1M
PFE icon
89
Pfizer
PFE
$149B
$2.05M 0.2%
49,594
-237,702
-83% -$9.87M
FTA icon
90
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$2M 0.2%
43,330
+29,630
+216% +$1.5M
IFF icon
91
International Flavors & Fragrances
IFF
$21.6B
$1.93M 0.19%
14,371
-5,649
-28% -$782K
IDEV icon
92
iShares Core MSCI International Developed Markets ETF
IDEV
$32.3B
$1.86M 0.18%
+38,115
New +$1.98M
NOBL icon
93
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.78M 0.18%
58,854
-29,322
-33% -$935K
ACWX icon
94
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$1.78M 0.18%
42,381
-712
-2% -$31.4K
GOOGL icon
95
Alphabet (Google) Class A
GOOGL
$4.38T
$1.75M 0.17%
33,520
+4,900
+17% +$265K
DON icon
96
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$1.65M 0.16%
52,104
-26,632
-34% -$913K
XLK icon
97
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.63M 0.16%
52,680
+13,576
+35% +$459K
ON icon
98
ON Semiconductor
ON
$18.6B
$1.61M 0.16%
97,314
+25,640
+36% +$443K
LOW icon
99
Lowe's Companies
LOW
$122B
$1.59M 0.16%
17,250
-547
-3% -$52.7K
PG icon
100
Procter & Gamble
PG
$342B
$1.58M 0.16%
17,224
+13,016
+309% +$1.16M
2 3
4
5 6

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Baker Avenue Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.

  • Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
  • Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
  • Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
  • Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
  • Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
  • Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
  • Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.