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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
76
Applied Materials
AMAT
$424B
$1.56M 0.33%
88,747
+12,440
+16% +$199K
EBND icon
77
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$1.51M 0.32%
50,074
+4,342
+9% +$130K
GM icon
78
General Motors
GM
$78.2B
$1.44M 0.3%
39,903
+1,760
+5% +$63.1K
MS icon
79
Morgan Stanley
MS
$343B
$1.43M 0.3%
52,956
+7,214
+16% +$194K
APC
80
DELISTED
Anadarko Petroleum
APC
$1.4M 0.29%
15,039
+2,228
+17% +$203K
SO icon
81
Southern Company
SO
$107B
$1.39M 0.29%
33,798
+2,868
+9% +$124K
GE icon
82
GE Aerospace
GE
$396B
$1.38M 0.29%
12,063
-1,661
-12% -$190K
CYN
83
DELISTED
CITY NATIONAL CORPORATION
CYN
$1.35M 0.28%
20,324
– –
TLT icon
84
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
$1.33M 0.28%
+12,500
New +$1.32M
SWY
85
DELISTED
SAFEWAY INC
SWY
$1.31M 0.28%
45,724
-15,772
-26% -$376K
JNJ icon
86
Johnson & Johnson
JNJ
$621B
$1.3M 0.27%
15,052
+2,189
+17% +$196K
KRE icon
87
State Street SPDR S&P Regional Banking ETF
KRE
$4.71B
$1.28M 0.27%
35,970
-17,414
-33% -$629K
EMB icon
88
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1.25M 0.26%
11,504
-1,943
-14% -$211K
BSV icon
89
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.25M 0.26%
15,527
-1,335
-8% -$107K
CAT icon
90
Caterpillar
CAT
$401B
$1.24M 0.26%
14,869
+2,834
+24% +$240K
NUE icon
91
Nucor
NUE
$62.6B
$1.22M 0.26%
24,880
+4,661
+23% +$218K
CVX icon
92
Chevron
CVX
$371B
$1.21M 0.25%
+9,957
New +$1.22M
PHYS icon
93
Sprott Physical Gold
PHYS
$15.3B
$1.2M 0.25%
108,690
-203,980
-65% -$2.26M
AIG icon
94
American International
AIG
$42.5B
$1.13M 0.24%
23,258
+3,493
+18% +$166K
IVV icon
95
iShares Core S&P 500 ETF
IVV
$898B
$1.11M 0.23%
6,595
-15,816
-71% -$2.67M
T icon
96
AT&T
T
$158B
$1.07M 0.23%
41,977
+6,086
+17% +$160K
BNY
97
Bank of New York Mellon
BNY
$108B
$1.03M 0.22%
34,009
+4,577
+16% +$140K
HPQ icon
98
HP
HPQ
$26.1B
$1.02M 0.21%
106,621
+6,958
+7% +$76.8K
QCOM icon
99
Qualcomm
QCOM
$165B
$998K 0.21%
14,827
-32,859
-69% -$2.15M
MRK icon
100
Merck
MRK
$317B
$966K 0.2%
21,274
-54,416
-72% -$2.48M
2 3
4
5 6

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.