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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
51
iShares MSCI Japan ETF
EWJ
$22.5B
$6.63M 0.53%
116,887
+67
+0.1% +$3.67K
VT icon
52
Vanguard Total World Stock ETF
VT
$79.1B
$6.61M 0.53%
88,409
-7,873
-8% -$588K
IWD icon
53
iShares Russell 1000 Value ETF
IWD
$83.2B
$6.5M 0.52%
50,687
-960
-2% -$122K
FTI icon
54
TechnipFMC
FTI
$27.3B
$6.19M 0.49%
344,868
+132,684
+63% +$2.47M
STZ icon
55
Constellation Brands
STZ
$22.6B
$6.18M 0.49%
29,823
-181
-0.6% -$36.3K
NOC icon
56
Northrop Grumman
NOC
$80.7B
$6.17M 0.49%
16,462
-3,909
-19% -$1.38M
JPM icon
57
JPMorgan Chase
JPM
$947B
$6M 0.48%
51,006
+931
+2% +$105K
NOBL icon
58
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$6M 0.48%
167,736
-1,142
-0.7% -$40K
BSV icon
59
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.96M 0.47%
73,816
+1,635
+2% +$132K
DGRW icon
60
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$5.96M 0.47%
132,073
-124
-0.1% -$5.49K
DIS icon
61
Walt Disney
DIS
$182B
$5.66M 0.45%
43,437
-6,858
-14% -$948K
GLW icon
62
Corning
GLW
$135B
$5.38M 0.43%
188,821
+78,365
+71% +$2.34M
ISTB icon
63
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$5.25M 0.42%
103,917
– –
IHI icon
64
iShares US Medical Devices ETF
IHI
$3.36B
$5.24M 0.42%
127,080
-1,956
-2% -$80.1K
STIP icon
65
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$4.93M 0.39%
49,237
+2,351
+5% +$236K
SJNK icon
66
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$4.9M 0.39%
181,407
+7,162
+4% +$194K
SONY icon
67
Sony
SONY
$136B
$4.87M 0.39%
412,000
-45,010
-10% -$508K
ACWI icon
68
iShares MSCI ACWI ETF
ACWI
$33.3B
$4.59M 0.37%
62,255
-701
-1% -$51.4K
UPS icon
69
United Parcel Service
UPS
$87.7B
$4.58M 0.37%
38,270
-70
-0.2% -$8K
GM icon
70
General Motors
GM
$76.3B
$4.58M 0.37%
122,317
-3,469
-3% -$133K
ETN icon
71
Eaton
ETN
$174B
$4.46M 0.35%
53,624
+2,899
+6% +$235K
SDG icon
72
iShares MSCI Global Sustainable Development Goals ETF
SDG
$173M
$4.42M 0.35%
75,698
+40,013
+112% +$2.31M
XOM icon
73
ExxonMobil
XOM
$642B
$4.09M 0.33%
57,900
+717
+1% +$51.8K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.38T
$4.03M 0.32%
66,060
+5,300
+9% +$314K
AXP icon
75
American Express
AXP
$231B
$3.71M 0.3%
31,393
+1,112
+4% +$136K
1 2
3
4 5

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Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.