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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
Cap. Flow
-$48.4M
Cap. Flow %
-4.78%
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.6M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$21.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.97M
4
CAT icon
Caterpillar
CAT
+$8.56M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$7.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.4M
2
PFE icon
Pfizer
PFE
+$9.87M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$9.06M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$8.89M
5
IBM icon
IBM
IBM
+$8.75M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Industrials 3.25%
3 Financials 3.08%
4 Materials 2.8%
5 Healthcare 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
51
Sony
SONY
$132B
$5.7M 0.56%
590,630
-14,510
-2% -$154K
HON icon
52
Honeywell
HON
$78.6B
$5.54M 0.55%
44,467
-3,167
-7% -$432K
EWJ icon
53
iShares MSCI Japan ETF
EWJ
$22.5B
$5.33M 0.53%
105,163
-48,767
-32% -$2.67M
AMAT icon
54
Applied Materials
AMAT
$424B
$5.26M 0.52%
160,732
-179,458
-53% -$6.15M
JPM icon
55
JPMorgan Chase
JPM
$955B
$5.12M 0.5%
52,413
-4,054
-7% -$432K
GM icon
56
General Motors
GM
$78.2B
$5.03M 0.5%
150,362
+35,223
+31% +$1.22M
IHI icon
57
iShares US Medical Devices ETF
IHI
$3.34B
$5.01M 0.49%
150,384
+2,832
+2% +$98.1K
VIG icon
58
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.52M 0.45%
46,114
+6,499
+16% +$678K
JNJ icon
59
Johnson & Johnson
JNJ
$621B
$4.39M 0.43%
34,032
-14,230
-29% -$1.98M
SCHZ icon
60
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$4.36M 0.43%
+172,498
New +$4.31M
NOC icon
61
Northrop Grumman
NOC
$79.2B
$4.36M 0.43%
17,796
-1,271
-7% -$351K
STIP icon
62
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$4.27M 0.42%
+43,527
New +$4.27M
TIP icon
63
iShares TIPS Bond ETF
TIP
$14.5B
$4.16M 0.41%
37,948
-22,417
-37% -$2.45M
DGRO icon
64
iShares Core Dividend Growth ETF
DGRO
$43.4B
$4.1M 0.4%
123,547
+21,464
+21% +$755K
SJNK icon
65
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$4.08M 0.4%
+156,610
New +$4.2M
FBND icon
66
Fidelity Total Bond ETF
FBND
$27.3B
$3.94M 0.39%
+81,100
New +$3.91M
XOM icon
67
ExxonMobil
XOM
$628B
$3.82M 0.38%
56,053
-5,256
-9% -$412K
UPS icon
68
United Parcel Service
UPS
$91.5B
$3.75M 0.37%
38,480
-851
-2% -$92.3K
BABA icon
69
Alibaba
BABA
$308B
$3.72M 0.37%
27,147
-15,005
-36% -$2.22M
BSV icon
70
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.64M 0.36%
46,318
-23,529
-34% -$1.83M
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.4T
$3.45M 0.34%
66,680
-4,960
-7% -$265K
QQQ icon
72
Invesco QQQ Trust
QQQ
$480B
$3.43M 0.34%
22,246
-300
-1% -$50.2K
GLW icon
73
Corning
GLW
$135B
$3.35M 0.33%
110,888
-5,897
-5% -$188K
ISTB icon
74
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$3.18M 0.31%
64,857
-33,753
-34% -$1.65M
AVGO icon
75
Broadcom
AVGO
$1.99T
$3.15M 0.31%
124,040
+13,270
+12% +$313K
1 2
3
4 5

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Baker Avenue Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.

  • Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
  • Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
  • Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
  • Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
  • Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
  • Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
  • Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.