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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
51
Trane Technologies
TT
$104B
$2.9M 0.61%
55,807
-2,465
-4% -$121K
GWW icon
52
W.W. Grainger
GWW
$61.4B
$2.79M 0.59%
10,675
-372
-3% -$96.8K
IYM icon
53
iShares US Basic Materials ETF
IYM
$1.21B
$2.75M 0.58%
37,205
-1,774
-5% -$127K
CELG
54
DELISTED
Celgene Corp
CELG
$2.71M 0.57%
35,130
-14,610
-29% -$1.02M
ADTN icon
55
Adtran
ADTN
$710M
$2.7M 0.57%
101,259
+1,819
+2% +$47.2K
NBL
56
DELISTED
Noble Energy, Inc.
NBL
$2.68M 0.56%
39,991
-1,189
-3% -$76.1K
VT icon
57
Vanguard Total World Stock ETF
VT
$79.4B
$2.62M 0.55%
47,209
+13,904
+42% +$756K
BBY icon
58
Best Buy
BBY
$18.2B
$2.58M 0.54%
68,674
-27,814
-29% -$924K
RF icon
59
Regions Financial
RF
$27.3B
$2.55M 0.54%
275,733
-10,471
-4% -$103K
CMI icon
60
Cummins
CMI
$87.8B
$2.49M 0.52%
+18,711
New +$2.31M
LEA icon
61
Lear
LEA
$6.21B
$2.47M 0.52%
+34,501
New +$2.37M
GLW icon
62
Corning
GLW
$137B
$2.46M 0.52%
168,547
-3,679
-2% -$54.5K
OCR
63
DELISTED
OMNICARE INC
OCR
$2.44M 0.51%
44,035
-15,957
-27% -$851K
CP icon
64
Canadian Pacific Kansas City
CP
$79.7B
$2.4M 0.5%
+97,330
New +$2.41M
XRX icon
65
Xerox
XRX
$424M
$2.4M 0.5%
88,463
-2,010
-2% -$52.8K
LRCX icon
66
Lam Research
LRCX
$398B
$2.37M 0.5%
462,900
-31,570
-6% -$154K
VOLC
67
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$2M 0.42%
+83,683
New +$1.78M
MSFT icon
68
Microsoft
MSFT
$3.66T
$1.97M 0.41%
59,251
+11,692
+25% +$385K
BAC icon
69
Bank of America
BAC
$440B
$1.93M 0.41%
140,117
-11,568
-8% -$165K
FCX icon
70
Freeport-McMoran
FCX
$96.7B
$1.86M 0.39%
+56,166
New +$1.72M
STI
71
DELISTED
SunTrust Banks, Inc.
STI
$1.77M 0.37%
54,582
-843
-2% -$28.5K
CSCO icon
72
Cisco
CSCO
$480B
$1.65M 0.35%
70,528
+3,212
+5% +$79.7K
SLB icon
73
SLB Ltd
SLB
$75.4B
$1.63M 0.34%
18,486
+2,653
+17% +$218K
AMGN icon
74
Amgen
AMGN
$210B
$1.6M 0.34%
14,268
+958
+7% +$104K
EMC
75
DELISTED
EMC CORPORATION
EMC
$1.57M 0.33%
61,560
+4,764
+8% +$124K
1 2
3
4 5

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.