We are live on ! Find out more
BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
26
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
$11.1M 0.89%
72,281
-477
-0.7% -$74K
IBM icon
27
IBM
IBM
$224B
$11M 0.88%
79,152
+753
+1% +$102K
XLC icon
28
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$10.6M 0.84%
214,267
+1,019
+0.5% +$51K
IBB icon
29
iShares Biotechnology ETF
IBB
$9.44B
$10.4M 0.83%
104,626
+589
+0.6% +$61.7K
XLF icon
30
State Street Financial Select Sector SPDR ETF
XLF
$58.7B
$10.4M 0.82%
369,739
+5,984
+2% +$165K
VNQ icon
31
Vanguard Real Estate ETF
VNQ
$39.1B
$9.95M 0.79%
106,724
-3,345
-3% -$304K
RSPM icon
32
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$193M
$9.53M 0.76%
437,560
+7,915
+2% +$171K
FLOT icon
33
iShares Floating Rate Bond ETF
FLOT
$10.3B
$9.38M 0.75%
183,936
+4,547
+3% +$231K
CWB icon
34
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.73B
$9.16M 0.73%
174,663
+4,062
+2% +$215K
EMB icon
35
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$8.99M 0.72%
79,323
+3,713
+5% +$422K
PGF icon
36
Invesco Financial Preferred ETF
PGF
$675M
$8.97M 0.71%
477,617
+10,009
+2% +$187K
ABBV icon
37
AbbVie
ABBV
$433B
$8.21M 0.65%
108,453
+23,739
+28% +$1.63M
XLV icon
38
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$8.09M 0.64%
89,722
+3,122
+4% +$285K
HYG icon
39
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$8M 0.64%
91,786
+3,531
+4% +$307K
XHB icon
40
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$8M 0.64%
181,388
-4,569
-2% -$192K
XAR icon
41
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.38B
$7.9M 0.63%
73,988
-1,829
-2% -$194K
AMZN icon
42
Amazon
AMZN
$2.93T
$7.83M 0.62%
90,260
+3,260
+4% +$302K
IGV icon
43
iShares Expanded Tech-Software Sector ETF
IGV
$14.4B
$7.34M 0.58%
173,300
-179,145
-51% -$7.84M
AMAT icon
44
Applied Materials
AMAT
$429B
$7.32M 0.58%
146,636
-14,122
-9% -$682K
SCZ icon
45
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$7.18M 0.57%
125,431
-3,559
-3% -$201K
FVD icon
46
First Trust Value Line Dividend Fund
FVD
$8.36B
$6.99M 0.56%
200,454
-2,665
-1% -$90.8K
HON icon
47
Honeywell
HON
$78.7B
$6.85M 0.55%
42,932
-3,746
-8% -$596K
AMGN icon
48
Amgen
AMGN
$218B
$6.7M 0.53%
34,636
-1,543
-4% -$296K
XLE icon
49
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$6.69M 0.53%
225,952
-1,502
-0.7% -$45.4K
SPLV icon
50
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$6.64M 0.53%
114,750
+934
+0.8% +$52.7K
1
2
3 4 5

Similar funds

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
CBUSF
Construction & Building Unions Superannuation Fund Melbourne, Australia $5.31B AUM 20.68% 1-Year Est. Return
SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DPL
Danica Pension Livsforsikrings Copenhagen V $5.33B AUM 18.02% 1-Year Est. Return
KKRC
Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return

Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.