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BAAM
Baker Avenue Asset Management Portfolio holdings
AUM
$5.28B
1-Year Est. Return
39.19%
This Fund
S&P 500
This Quarter
Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
(-16%)
Cap. Flow
-$48.4M
Cap. Flow
% of AUM
-4.78%
Top 10 Holdings %
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$44.6M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$21.1M |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$9.97M |
| 4 |
Caterpillar
CAT
|
+$8.56M |
| 5 |
State Street SPDR S&P Homebuilders ETF
XHB
|
+$7.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$15.4M |
| 2 |
Pfizer
PFE
|
+$9.87M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$9.06M |
| 4 |
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
|
+$8.89M |
| 5 |
IBM
IBM
|
+$8.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.44% |
| 2 | Industrials | 3.25% |
| 3 | Financials | 3.08% |
| 4 | Materials | 2.8% |
| 5 | Healthcare | 2.67% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares Russell 2000 ETF
IWM
$82.6B
| $10.8M | 1.07% |
80,981
-19,659
| -20% | -$2.93M |
|
27
iShares MSCI ACWI ETF
ACWI
$33.4B
| $10.8M | 1.07% |
168,910
-58,120
| -26% | -$3.99M |
|
28
iShares Russell 1000 Growth ETF
IWF
$127B
| $10.7M | 1.05% |
325,492
-78,264
| -19% | -$2.76M |
|
|
29
Caterpillar
CAT
$405B
| $9.91M | 0.98% |
78,009
+65,827
| +540% | +$8.56M |
|
30
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
| $9.79M | 0.96% |
74,136
-6,840
| -8% | -$996K |
|
31
State Street Financial Select Sector SPDR ETF
XLF
$58.7B
| $9.51M | 0.94% |
399,114
+14,881
| +4% | +$387K |
|
32
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $8.59M | 0.85% |
165,799
-35,928
| -18% | -$2.01M |
|
33
Qualcomm
QCOM
$167B
| $7.89M | 0.78% |
138,670
-126,036
| -48% | -$7.65M |
|
|
VMW
34
DELISTED
VMware, Inc
VMW
| $7.75M | 0.76% |
56,480
-6,826
| -11% | -$1.03M |
|
35
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.73B
| $7.57M | 0.75% |
161,726
+4,643
| +3% | +$233K |
|
36
Amgen
AMGN
$218B
| $7.44M | 0.73% |
38,213
-459
| -1% | -$89.5K |
|
37
Invesco Senior Loan ETF
BKLN
$6.8B
| $7.41M | 0.73% |
340,087
-12,849
| -4% | -$292K |
|
|
38
State Street SPDR S&P Homebuilders ETF
XHB
$1.57B
| $7.29M | 0.72% |
+224,203
| New | +$7.71M |
|
39
Invesco Financial Preferred ETF
PGF
$675M
| $7.16M | 0.71% |
412,203
+27,514
| +7% | +$485K |
|
40
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
| $7.09M | 0.7% |
247,324
-19,592
| -7% | -$656K |
|
41
Amazon
AMZN
$2.93T
| $6.97M | 0.69% |
92,760
+13,820
| +18% | +$1.15M |
|
42
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $6.93M | 0.68% |
134,243
+7,271
| +6% | +$375K |
|
43
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $6.75M | 0.67% |
64,927
+3,090
| +5% | +$323K |
|
44
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $6.68M | 0.66% |
82,315
-10,334
| -11% | -$865K |
|
45
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.39B
| $6.18M | 0.61% |
78,372
-22,009
| -22% | -$1.94M |
|
|
46
IBM
IBM
$224B
| $6.13M | 0.6% |
56,423
-72,909
| -56% | -$8.75M |
|
47
Walt Disney
DIS
$177B
| $6.07M | 0.6% |
55,390
-595
| -1% | -$67.7K |
|
48
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
| $5.96M | 0.59% |
68,896
+11,853
| +21% | +$1.07M |
|
49
Intel
INTC
$515B
| $5.76M | 0.57% |
122,786
+7,449
| +6% | +$349K |
|
50
iShares Russell 1000 Value ETF
IWD
$83.3B
| $5.75M | 0.57% |
51,789
-1,549
| -3% | -$186K |
|
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Baker Avenue Asset Management's Q4 2018 Portfolio in Review
As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.
Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.
- Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
- Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
- Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
- Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
- Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
- Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
- Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.
Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.