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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
26
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.25B
$4.49M 0.94%
199,103
+17,429
+10% +$392K
IWM icon
27
iShares Russell 2000 ETF
IWM
$81.5B
$4.18M 0.88%
39,227
-56,845
-59% -$5.88M
F icon
28
Ford
F
$57.5B
$4.07M 0.86%
241,328
-5,412
-2% -$91.4K
MON
29
DELISTED
Monsanto Co
MON
$4.06M 0.85%
38,941
+12,402
+47% +$1.25M
XLF icon
30
State Street Financial Select Sector SPDR ETF
XLF
$58B
$4.03M 0.85%
230,485
+11,742
+5% +$208K
CAM
31
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$3.92M 0.82%
67,129
+18,534
+38% +$1.1M
SF
32
Stifel
SF
$12.7B
$3.84M 0.81%
209,678
+45,426
+28% +$793K
HYS icon
33
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$3.83M 0.8%
36,459
+2,232
+7% +$233K
ERIC icon
34
Ericsson
ERIC
$33.1B
$3.81M 0.8%
285,228
+15,050
+6% +$187K
CTXS
35
DELISTED
Citrix Systems Inc
CTXS
$3.73M 0.78%
66,338
+22,995
+53% +$1.29M
RTX icon
36
RTX Corp
RTX
$292B
$3.68M 0.77%
54,301
+1,400
+3% +$91.6K
EXP icon
37
Eagle Materials
EXP
$6.59B
$3.57M 0.75%
49,191
+10,520
+27% +$715K
FLOT icon
38
iShares Floating Rate Bond ETF
FLOT
$10.3B
$3.5M 0.74%
69,022
+3,149
+5% +$159K
RCL icon
39
Royal Caribbean
RCL
$86.7B
$3.49M 0.73%
91,257
+367
+0.4% +$13.8K
GS icon
40
Goldman Sachs
GS
$303B
$3.47M 0.73%
21,946
+398
+2% +$64.1K
ABV
41
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$3.23M 0.68%
84,201
+32,379
+62% +$1.19M
AGN
42
DELISTED
Allergan plc
AGN
$3.2M 0.67%
+22,220
New +$2.96M
NVS icon
43
Novartis
NVS
$292B
$3.19M 0.67%
+46,387
New +$3.07M
XHB icon
44
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
$3.13M 0.66%
+102,356
New +$3.06M
BKLN icon
45
Invesco Senior Loan ETF
BKLN
$6.78B
$3.07M 0.65%
124,350
+6,893
+6% +$171K
HYG icon
46
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.06M 0.64%
33,435
-432
-1% -$39.6K
PLCM
47
DELISTED
POLYCOM INC
PLCM
$3.04M 0.64%
278,167
+71,405
+35% +$744K
SM icon
48
SM Energy
SM
$7.66B
$3M 0.63%
38,860
-1,480
-4% -$102K
AMZN icon
49
Amazon
AMZN
$3.06T
$2.93M 0.62%
+187,360
New +$2.79M
JBL icon
50
Jabil
JBL
$33.4B
$2.9M 0.61%
+133,526
New +$3.05M
1
2
3 4 5

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.