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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
Cap. Flow
-$48.4M
Cap. Flow %
-4.78%
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.6M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$21.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.97M
4
CAT icon
Caterpillar
CAT
+$8.56M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$7.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.4M
2
PFE icon
Pfizer
PFE
+$9.87M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$9.06M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$8.89M
5
IBM icon
IBM
IBM
+$8.75M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Industrials 3.25%
3 Financials 3.08%
4 Materials 2.8%
5 Healthcare 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
276
TE Connectivity
TEL
$62.6B
– –
-14,859
Closed -$1.31M
TSM icon
277
TSMC
TSM
$2.18T
– –
-6,069
Closed -$268K
VLUE icon
278
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
– –
-2,375
Closed -$209K
VOOV icon
279
Vanguard S&P 500 Value ETF
VOOV
$6.71B
– –
-4,740
Closed -$530K
VTRS icon
280
Viatris
VTRS
$18.9B
– –
-92,717
Closed -$3.39M
VXUS icon
281
Vanguard Total International Stock ETF
VXUS
$160B
– –
-4,820
Closed -$260K
VZ icon
282
Verizon
VZ
$196B
– –
-4,844
Closed -$259K
WFC icon
283
Wells Fargo
WFC
$264B
– –
-7,054
Closed -$371K
X
284
DELISTED
US Steel
X
– –
-10,000
Closed -$305K
BERY
285
DELISTED
Berry Global Group, Inc.
BERY
– –
-15,202
Closed -$676K
SRCL
286
DELISTED
Stericycle Inc
SRCL
– –
-15,220
Closed -$893K
CAMP
287
DELISTED
CalAmp Corp.
CAMP
– –
-1,980
Closed -$1.09M
MDR
288
DELISTED
McDermott International
MDR
– –
-74,684
Closed -$1.38M
AMR
289
DELISTED
Alta Mesa Resources Inc
AMR
– –
-221,253
Closed -$925K
GTT
290
DELISTED
GTT Communications, Inc.
GTT
– –
-17,307
Closed -$751K
8 9 10 11
12

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Baker Avenue Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.

  • Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
  • Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
  • Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
  • Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
  • Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
  • Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
  • Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.