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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
-11.93%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.01B
AUM Growth
-$200M
Cap. Flow
-$48.4M
Cap. Flow %
-4.78%
Top 10 Hldgs %
32.91%
Holding
290
New
40
Increased
63
Reduced
133
Closed
45

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.6M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$21.1M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.97M
4
CAT icon
Caterpillar
CAT
+$8.56M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$7.71M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$15.4M
2
PFE icon
Pfizer
PFE
+$9.87M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$9.06M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$8.89M
5
IBM icon
IBM
IBM
+$8.75M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Industrials 3.25%
3 Financials 3.08%
4 Materials 2.8%
5 Healthcare 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHF icon
251
Brighthouse Financial
BHF
$3.49B
– –
-12,500
Closed -$553K
BNY
252
Bank of New York Mellon
BNY
$107B
– –
-30,979
Closed -$1.58M
CGNX icon
253
Cognex
CGNX
$11.3B
– –
-13,930
Closed -$778K
CMI icon
254
Cummins
CMI
$88.7B
– –
-13,400
Closed -$1.96M
DLS icon
255
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-12,470
Closed -$887K
EFAV icon
256
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-2,830
Closed -$206K
FNX icon
257
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-3,320
Closed -$238K
FTK icon
258
Flotek Industries
FTK
$1.28B
– –
-19,167
Closed -$276K
GS icon
259
Goldman Sachs
GS
$303B
– –
-18,820
Closed -$4.22M
IAI icon
260
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
– –
-142,913
Closed -$8.89M
IEF icon
261
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-2,732
Closed -$276K
IEFA icon
262
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-8,519
Closed -$546K
JWN
263
DELISTED
Nordstrom
JWN
– –
-11,880
Closed -$711K
LKQ icon
264
LKQ Corp
LKQ
$6.29B
– –
-34,274
Closed -$1.08M
M icon
265
Macy's
M
$6.68B
– –
-12,200
Closed -$424K
MAT icon
266
Mattel
MAT
$4.3B
– –
-40,000
Closed -$628K
MO icon
267
Altria Group
MO
$114B
– –
-25,078
Closed -$1.51M
MU icon
268
Micron Technology
MU
$991B
– –
-4,502
Closed -$204K
NFLX icon
269
Netflix
NFLX
$309B
– –
-5,750
Closed -$215K
PARA
270
DELISTED
Paramount Global Class B
PARA
– –
-10,367
Closed -$596K
PCG icon
271
PG&E
PCG
$38.5B
– –
-21,394
Closed -$984K
PM icon
272
Philip Morris
PM
$295B
– –
-17,426
Closed -$1.42M
PRGO icon
273
Perrigo
PRGO
$1.78B
– –
-10,715
Closed -$759K
SAP icon
274
SAP
SAP
$238B
– –
-1,865
Closed -$229K
SJM icon
275
J.M. Smucker
SJM
$12.8B
– –
-3,952
Closed -$406K
8 9 10
11
12

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KKRC
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DDC
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KACA
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Baker Avenue Asset Management's Q4 2018 Portfolio in Review

As of Q4 2018, Baker Avenue Asset Management held 290 positions worth $1.01B, down 16% from $1.21B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Baker Avenue Asset Management withdrew a net $48.4M in Q4 2018, closing 45 positions and reducing 133 holdings. Its most notable exit was iShares US Broker-Dealers & Securities Exchanges ETF, an estimated $8.89M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 12% a quarter earlier, followed by Industrials and Financials.

Against the trend, Baker Avenue Asset Management opened a new position in State Street SPDR S&P Homebuilders ETF worth $7.29M.

  • Baker Avenue Asset Management's largest Q4 2018 buy was State Street SPDR S&P Homebuilders ETF: 224,203 shares worth $7.29M.
  • Baker Avenue Asset Management added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $44.6M increase.
  • Baker Avenue Asset Management's biggest Q4 2018 reduction was Vanguard Total Bond Market, cutting an estimated $15.4M.
  • Baker Avenue Asset Management fully exited iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2018, selling an estimated $8.89M.
  • Baker Avenue Asset Management's ten largest holdings make up 33% of its $1.01B portfolio in Q4 2018.
  • Baker Avenue Asset Management opened 40 new positions and closed 45 in Q4 2018.
  • Baker Avenue Asset Management's portfolio value fell 16% quarter-over-quarter to $1.01B.

Based on Baker Avenue Asset Management's 13F filing for Q4 2018, filed 14 Feb 2019.