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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+0.91%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$1.26B
AUM Growth
+$16.6M
Cap. Flow
+$9.35M
Cap. Flow %
0.74%
Top 10 Hldgs %
38.96%
Holding
260
New
25
Increased
84
Reduced
85
Closed
22

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$10.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$7.42M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.95M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5M

Top Sells

Rank Stock Value
1
SSD icon
Simpson Manufacturing
SSD
+$28.9M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$10.8M
3
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$7.84M
4
SPWR
SunPower Corporation Common Stock
SPWR
+$2.25M
5
CAT icon
Caterpillar
CAT
+$1.87M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Industrials 2.87%
3 Materials 2.69%
4 Financials 2.34%
5 Healthcare 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
226
Madison Square Garden
MSGS
$9.39B
$231K 0.02%
1,234
+47
+4% +$9.22K
ABT icon
227
Abbott
ABT
$187B
$228K 0.02%
2,735
– –
GRMN
228
Garmin
GRMN
$60B
$228K 0.02%
2,697
-117
-4% -$9.44K
VNQI icon
229
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$228K 0.02%
3,895
– –
FNX icon
230
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$224K 0.02%
3,320
– –
NXPI icon
231
NXP Semiconductors
NXPI
$60.4B
$218K 0.02%
+2,000
New +$204K
PNI
232
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$218K 0.02%
18,283
– –
NAN icon
233
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$208K 0.02%
14,604
– –
OBDC icon
234
Blue Owl Capital
OBDC
$5.74B
$200K 0.02%
+12,700
New +$204K
SIRI icon
235
SiriusXM
SIRI
$10.1B
$166K 0.01%
2,668
– –
MGNX icon
236
MacroGenics
MGNX
$257M
$127K 0.01%
10,000
– –
CTXR icon
237
Citius Pharmaceuticals
CTXR
$18.7M
$70K 0.01%
3,715
+320
+9% +$8.44K
SRNE
238
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$21K ﹤0.01%
10,000
– –
AFL icon
239
Aflac
AFL
$63.4B
– –
-31,868
Closed -$1.75M
BSX icon
240
Boston Scientific
BSX
$71.5B
– –
-5,593
Closed -$240K
CROX icon
241
Crocs
CROX
$6.55B
– –
-46,439
Closed -$917K
CSCO icon
242
Cisco
CSCO
$479B
– –
-31,310
Closed -$1.71M
FFTY icon
243
CapForce IBD 50 ETF
FFTY
$78.8M
– –
-8,530
Closed -$292K
FND icon
244
Floor & Decor
FND
$6.68B
– –
-19,319
Closed -$809K
GRPN icon
245
Groupon
GRPN
$951M
– –
-8,320
Closed -$595K
ILMN icon
246
Illumina
ILMN
$28.4B
– –
-943
Closed -$337K
ITOT icon
247
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-5,220
Closed -$347K
NFLX icon
248
Netflix
NFLX
$309B
– –
-7,820
Closed -$287K
PI icon
249
Impinj
PI
$5.6B
– –
-17,595
Closed -$503K
RF icon
250
Regions Financial
RF
$26.8B
– –
-96,231
Closed -$1.44M
7 8 9
10
11

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Baker Avenue Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Baker Avenue Asset Management held 260 positions worth $1.26B, up 1.3% from $1.24B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Baker Avenue Asset Management's Q3 2019 filing shows 25 new, 84 increased, 85 reduced and 22 closed positions. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M. The largest sale was Simpson Manufacturing, an estimated $28.9M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.8% a quarter earlier, followed by Industrials and Materials.

  • Baker Avenue Asset Management's largest Q3 2019 buy was Invesco S&P 500 Equal Weight ETF: 130,608 shares worth $14.1M.
  • Baker Avenue Asset Management added most to Vanguard Morningstar Large-Cap ETF in Q3 2019, an estimated $10.8M increase.
  • Baker Avenue Asset Management's biggest Q3 2019 reduction was Simpson Manufacturing, cutting an estimated $28.9M.
  • Baker Avenue Asset Management fully exited Aflac in Q3 2019, selling an estimated $1.75M.
  • Baker Avenue Asset Management's ten largest holdings make up 39% of its $1.26B portfolio in Q3 2019.
  • Baker Avenue Asset Management opened 25 new positions and closed 22 in Q3 2019.
  • Baker Avenue Asset Management's portfolio value rose 1.3% quarter-over-quarter to $1.26B.

Based on Baker Avenue Asset Management's 13F filing for Q3 2019, filed 15 Nov 2019.