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BAAM

Baker Avenue Asset Management Portfolio holdings

AUM $5.28B
1-Year Est. Return 39.19%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+39.19%
3 Year Est. Return
+95.57%
5 Year Est. Return
+110.74%
10 Year Est. Return
+361.6%
AUM
$476M
AUM Growth
+$69.2M
Cap. Flow
+$41.6M
Cap. Flow %
8.74%
Top 10 Hldgs %
34.21%
Holding
248
New
97
Increased
67
Reduced
55
Closed
19

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$12.7M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$11.1M
3
IAU icon
iShares Gold Trust
IAU
+$9.2M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$8.89M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.82M

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$10.9M
2
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.26M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.22M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.88M
5
IYR icon
iShares US Real Estate ETF
IYR
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Industrials 4.88%
3 Financials 4.49%
4 Energy 4.14%
5 Consumer Discretionary 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
226
Broadcom
AVGO
$2T
– –
-630,890
Closed -$2.36M
CBRE icon
227
CBRE Group
CBRE
$42.7B
– –
-109,230
Closed -$2.55M
DIS icon
228
Walt Disney
DIS
$181B
– –
-40,938
Closed -$2.58M
DVY icon
229
iShares Select Dividend ETF
DVY
$23.5B
– –
-96,340
Closed -$6.22M
FLR icon
230
Fluor
FLR
$6.81B
– –
-33,568
Closed -$2M
FTA icon
231
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
– –
-71,354
Closed -$2.49M
HRI icon
232
Herc Holdings
HRI
$5.62B
– –
-41,607
Closed -$3.1M
KRO icon
233
KRONOS Worldwide
KRO
$947M
– –
-16,000
Closed -$260K
NVDA icon
234
NVIDIA
NVDA
$5.3T
– –
-740,000
Closed -$260K
ORCL icon
235
Oracle
ORCL
$413B
– –
-67,696
Closed -$2.08M
R icon
236
Ryder
R
$10.1B
– –
-24,183
Closed -$1.47M
RIG icon
237
Transocean
RIG
$5.71B
– –
-11,044
Closed -$530K
RWX icon
238
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
– –
-133,420
Closed -$5.4M
SLV icon
239
iShares Silver Trust
SLV
$29.8B
– –
-21,390
Closed -$406K
SWKS icon
240
Skyworks Solutions
SWKS
$10.1B
– –
-15,090
Closed -$330K
TLYS icon
241
Tilly's
TLYS
$126M
– –
-14,457
Closed -$231K
SGI
242
Somnigroup International
SGI
$13.6B
– –
-46,720
Closed -$513K
POT
243
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-68,610
Closed -$2.62M
PVA
244
DELISTED
PENN VIRGINIA CORP
PVA
– –
-51,110
Closed -$240K
6 7 8 9
10

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Baker Avenue Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Baker Avenue Asset Management held 248 positions worth $476M, up 17% from $407M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Baker Avenue Asset Management deployed $41.6M of net new capital in Q3 2013, opening 97 new positions and adding to 67 existing holdings. Its largest new stake was iShares Gold Trust: 356,355 shares worth $9.19M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $10.9M trimmed.

  • Baker Avenue Asset Management's largest Q3 2013 buy was iShares Gold Trust: 356,355 shares worth $9.19M.
  • Baker Avenue Asset Management added most to iShares S&P 500 Growth ETF in Q3 2013, an estimated $12.7M increase.
  • Baker Avenue Asset Management's biggest Q3 2013 reduction was iShares Russell 1000 Value ETF, cutting an estimated $10.9M.
  • Baker Avenue Asset Management fully exited iShares Select Dividend ETF in Q3 2013, selling an estimated $6.22M.
  • Baker Avenue Asset Management's ten largest holdings make up 34% of its $476M portfolio in Q3 2013.
  • Baker Avenue Asset Management opened 97 new positions and closed 19 in Q3 2013.
  • Baker Avenue Asset Management's portfolio value rose 17% quarter-over-quarter to $476M.

Based on Baker Avenue Asset Management's 13F filing for Q3 2013, filed 13 Nov 2013.