B. Riley Wealth Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2020
Q4
Sell
-12,708
Closed -$172K 409
2020
Q3
$172K Buy
+12,708
New +$172K 0.02% 372
2020
Q2
Sell
-13,901
Closed -$174K 455
2020
Q1
$174K Buy
+13,901
New +$174K 0.02% 449
2019
Q2
Sell
-10,315
Closed -$186K 402
2019
Q1
$186K Buy
+10,315
New +$186K 0.03% 357
2015
Q3
Sell
-600
Closed -$8K 280
2015
Q2
$8K Buy
+600
New +$8K 0.01% 781