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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGFV
551
DELISTED
Big 5 Sporting Goods
BGFV
$99K 0.03%
5,000
-117
-2% -$2.07K
APL
552
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$99K 0.03%
+2,826
New +$103K
AB icon
553
AllianceBernstein
AB
$3.48B
$97K 0.03%
4,534
-791
-15% -$17K
HYT icon
554
BlackRock Corporate High Yield Fund
HYT
$1.36B
$96K 0.03%
+7,925
New +$94.3K
PBA icon
555
Pembina Pipeline
PBA
$29.4B
$96K 0.03%
2,734
-642
-19% -$21.1K
AMAT icon
556
Applied Materials
AMAT
$358B
$95K 0.03%
5,400
– –
GOF icon
557
Guggenheim Strategic Opportunities Fund
GOF
$2.21B
$95K 0.03%
4,455
+151
+4% +$3.29K
LM
558
DELISTED
Legg Mason, Inc.
LM
$95K 0.03%
2,175
-1,000
-31% -$38.8K
PUW
559
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$95K 0.03%
2,950
-300
-9% -$9.14K
ES icon
560
Eversource Energy
ES
$28.1B
$94K 0.03%
2,222
-812
-27% -$34.1K
MTOR
561
DELISTED
MERITOR, Inc.
MTOR
$93K 0.03%
8,900
+1,475
+20% +$11.5K
RFMD
562
DELISTED
RF MICRO DEVICES INC
RFMD
$92K 0.03%
17,883
-4,625
-21% -$24.8K
DNDN
563
DELISTED
DENDREON CORPORATION
DNDN
$92K 0.03%
30,815
+2,100
+7% +$5.91K
HRI icon
564
Herc Holdings
HRI
$4.84B
$91K 0.03%
+1,062
New +$75.9K
IDV icon
565
iShares International Select Dividend ETF
IDV
$8.32B
$91K 0.03%
2,388
-327
-12% -$12.2K
RCG
566
RENN Fund
RCG
$20.7M
$91K 0.03%
62,536
-21,362
-25% -$30.6K
AAL icon
567
American Airlines Group
AAL
$9.94B
$90K 0.03%
+3,552
New +$91.5K
PFL
568
PIMCO Income Strategy Fund
PFL
$383M
$90K 0.03%
8,000
– –
AIF
569
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$90K 0.03%
5,000
– –
ZNGA
570
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$90K 0.03%
23,600
– –
DF
571
DELISTED
Dean Foods Company
DF
$90K 0.03%
+5,207
New +$94.8K
ARCC icon
572
Ares Capital
ARCC
$13.6B
$89K 0.03%
5,017
-890
-15% -$15.7K
SWKS icon
573
Skyworks Solutions
SWKS
$9.41B
$88K 0.03%
+3,095
New +$81.1K
APTS
574
DELISTED
Preferred Apartment Communities, Inc.
APTS
$88K 0.03%
11,000
-4,883
-31% -$39.4K
SPPP
575
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$87K 0.03%
10,000
– –
21 22
23
24 25

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.