B. Riley Wealth Advisors’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Quarter Market Value Status Shares Shares
Change %
Trade Value Portfolio Weight Portfolio Position
2014
Q1
Sell
-5,000
Closed -$90K 801
2013
Q4
$90K Hold
5,000
0.03% 571
2013
Q3
$84K Hold
5,000
0.03% 583
2013
Q2
$90K Buy
+5,000
New +$90K 0.03% 573