BRWA
AIF

B. Riley Wealth Advisors’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

B. Riley Wealth Advisors’s Portfolio AIF Stock Details AIF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-5,000
Closed -$90K – 801
2013
Q4 		$90K Hold
5,000
– – 0.03% 571
2013
Q3 		$84K Hold
5,000
– – 0.03% 583
2013
Q2 		$90K Buy
+5,000
New +$93.6K 0.03% 573

Other funds holding AIF

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Regiment Capital Management Boston, Massachusetts $51.5M AUM 38.47% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
BI
BlueSpruce Investments Chicago, Illinois $631M AUM 11.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

B. Riley Wealth Advisors's AIF Position: Q1 2014 in Review

B. Riley Wealth Advisors sold out of Apollo Tactical Income Fund Inc. (AIF) in Q1 2014, closing a stake of 5,000 shares — an estimated $90K sold.

B. Riley Wealth Advisors first reported a position in AIF in Q2 2013 and held it in 3 quarters. The position peaked at $90K in Q4 2013. 29 funds tracked by Wall St. Rank hold AIF as of Q1 2014.

  • B. Riley Wealth Advisors reported no remaining Apollo Tactical Income Fund Inc. position as of Q1 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 5,000 Apollo Tactical Income Fund Inc. shares in Q1 2014, an estimated $90K.
  • B. Riley Wealth Advisors first reported a position in Apollo Tactical Income Fund Inc. in Q2 2013 and held it in 3 quarters.
  • B. Riley Wealth Advisors's Apollo Tactical Income Fund Inc. position peaked at $90K in Q4 2013.
  • 29 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q1 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.