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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
551
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$95K 0.03%
4,304
-90
-2% -$1.96K
UNG icon
552
United States Natural Gas Fund
UNG
$444M
$95K 0.03%
324
-240
-43% -$72K
RFI
553
Cohen & Steers Total Return Realty Fund
RFI
$313M
$94K 0.03%
7,600
-1,831
-19% -$23.5K
RWX icon
554
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$94K 0.03%
2,236
-2,134
-49% -$87K
WPM icon
555
Wheaton Precious Metals
WPM
$49.8B
$94K 0.03%
3,787
-4,064
-52% -$96.6K
PUW
556
DELISTED
Invesco WilderHill Progressive Energy ETF
PUW
$94K 0.03%
3,250
– –
EQU
557
DELISTED
EQUAL ENERGY LTD COM
EQU
$94K 0.03%
20,000
– –
IDLV icon
558
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$93K 0.03%
+3,058
New +$91.6K
PFL
559
PIMCO Income Strategy Fund
PFL
$383M
$93K 0.03%
8,000
– –
HCF
560
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$93K 0.03%
12,218
– –
GT icon
561
Goodyear
GT
$2.12B
$92K 0.03%
4,092
-3,920
-49% -$75K
HDGE icon
562
AdvisorShares Ranger Equity Bear ETF
HDGE
$59.2M
$92K 0.03%
+640
New +$96.5K
HPQ icon
563
HP
HPQ
$25.9B
$92K 0.03%
9,684
+662
+7% +$7.31K
HUN icon
564
Huntsman Corp
HUN
$2B
$92K 0.03%
+4,481
New +$81.8K
SCCO icon
565
Southern Copper
SCCO
$140B
$92K 0.03%
3,655
+473
+15% +$12.2K
ARIA
566
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$92K 0.03%
5,000
– –
FFC
567
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
$91K 0.03%
5,041
+402
+9% +$7.34K
RWM icon
568
ProShares Short Russell2000
RWM
$131M
$90K 0.03%
1,219
-412
-25% -$31.6K
HCBK
569
DELISTED
HUDSON CITY BANCORP INC
HCBK
$90K 0.03%
10,008
-1,796
-15% -$16.9K
FEZ icon
570
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
$89K 0.03%
+2,324
New +$84.2K
SPPP
571
Sprott Physical Platinum and Palladium Trust
SPPP
$566M
$89K 0.03%
10,000
– –
USB icon
572
US Bancorp
USB
$100B
$89K 0.03%
2,440
-582
-19% -$21.6K
JNS
573
DELISTED
Janus Capital Group Inc
JNS
$89K 0.03%
+10,405
New +$93.4K
JPI
574
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$88K 0.03%
+3,900
New +$89.2K
DAL icon
575
Delta Air Lines
DAL
$58.8B
$87K 0.03%
+3,679
New +$76.7K
21 22
23
24 25

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P3I
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EPW
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BCIM
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PCP
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EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.