B. Riley Wealth Advisors’s NEXPOINT CREDIT STRATEGIES FUND HCF Stock Holding History

B. Riley Wealth Advisors’s Portfolio HCF Stock Details HCF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-6,494	Closed	-$73	–	2670
2014 Q4	$73	Sell	6,494 -4,544	-41%	-$51	﹤0.01%	1892
2014 Q3	$117K	Buy	11,038 +2,500	+29%	+$26.5K	0.03%	571
2014 Q2	$103K	Sell	8,538 -2,500	-23%	-$30.2K	0.02%	709
2014 Q1	$122K	Hold	11,038	–	–	0.04%	558
2013 Q4	$104K	Sell	11,038 -1,180	-10%	-$11.1K	0.03%	544
2013 Q3	$93K	Hold	12,218	–	–	0.03%	561
2013 Q2	$96K	Buy	+12,218	New	+$96K	0.03%	558

Other funds holding HCF

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return

B. Riley Wealth Advisors's HCF Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of NEXPOINT CREDIT STRATEGIES FUND (HCF) in Q1 2015, closing a stake of 6,494 shares — an estimated $73 sold.

B. Riley Wealth Advisors first reported a position in HCF in Q2 2013 and held it in 7 quarters. The position peaked at $122K in Q1 2014. 61 funds tracked by Wall St. Rank hold HCF as of Q1 2015.

B. Riley Wealth Advisors reported no remaining NEXPOINT CREDIT STRATEGIES FUND position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,494 NEXPOINT CREDIT STRATEGIES FUND shares in Q1 2015, an estimated $73.
B. Riley Wealth Advisors first reported a position in NEXPOINT CREDIT STRATEGIES FUND in Q2 2013 and held it in 7 quarters.
B. Riley Wealth Advisors's NEXPOINT CREDIT STRATEGIES FUND position peaked at $122K in Q1 2014.
61 funds tracked by Wall St. Rank held NEXPOINT CREDIT STRATEGIES FUND as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.