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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOA icon
451
Sonoma Pharmaceuticals
SNOA
$5.26M
$144K 0.05%
46
-20
-30% -$53.2K
LIFE
452
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$144K 0.05%
1,900
-13
-0.7% -$981
VV icon
453
Vanguard Large-Cap ETF
VV
$51.2B
$143K 0.05%
1,687
– –
CEF icon
454
Sprott Physical Gold and Silver Trust
CEF
$7.38B
$142K 0.05%
10,722
-1,186
-10% -$16.7K
BGR icon
455
BlackRock Energy and Resources Trust
BGR
$410M
$141K 0.05%
5,800
– –
IDU icon
456
iShares US Utilities ETF
IDU
$1.37B
$140K 0.04%
+2,930
New +$141K
SAIA icon
457
Saia
SAIA
$10.5B
$139K 0.04%
+4,324
New +$141K
TRV icon
458
Travelers Companies
TRV
$81.1B
$139K 0.04%
+1,537
New +$134K
TYG
459
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$139K 0.04%
729
– –
ADM icon
460
Archer Daniels Midland
ADM
$38.7B
$138K 0.04%
+3,180
New +$129K
MLCO icon
461
Melco Resorts & Entertainment
MLCO
$2.21B
$138K 0.04%
+3,506
New +$124K
NUAN
462
DELISTED
Nuance Communications, Inc.
NUAN
$138K 0.04%
+10,477
New +$144K
AMT icon
463
American Tower
AMT
$83.5B
$137K 0.04%
1,711
-667
-28% -$51.8K
ILF icon
464
iShares Latin America 40 ETF
ILF
$3.73B
$137K 0.04%
3,700
-1,342
-27% -$51.4K
SURE icon
465
AdvisorShares Insider Advantage ETF
SURE
$56.5M
$137K 0.04%
2,829
+479
+20% +$22K
GNT
466
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$136K 0.04%
13,617
+96
+0.7% +$1.02K
CEM
467
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$136K 0.04%
1,000
– –
MHD icon
468
BlackRock MuniHoldings Fund
MHD
$602M
$135K 0.04%
9,307
+95
+1% +$1.41K
JNPR
469
DELISTED
Juniper Networks
JNPR
$134K 0.04%
+5,957
New +$121K
OVV icon
470
Ovintiv
OVV
$17B
$134K 0.04%
1,490
+560
+60% +$51K
SIGA icon
471
SIGA Technologies
SIGA
$240M
$134K 0.04%
40,925
-7,500
-15% -$25.3K
TTE icon
472
TotalEnergies
TTE
$193B
$134K 0.04%
2,190
-210
-9% -$12.5K
DFP
473
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
$133K 0.04%
6,500
+1,000
+18% +$20.4K
ILCV icon
474
iShares Morningstar Value ETF
ILCV
$1.31B
$133K 0.04%
3,310
– –
TEX icon
475
Terex
TEX
$7.37B
$132K 0.04%
+3,151
New +$114K
17 18
19
20 21

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.