B. Riley Wealth Advisors’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

B. Riley Wealth Advisors’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,378	Closed	-$28K	–	780
2014 Q4	$28K	Buy	+2,378	New	+$28.2K	﹤0.01%	2393
2014 Q3	–	Sell	-2,378	Closed	-$34.6K	–	837
2014 Q2	$34.6K	Buy	+2,378	New	+$32.9K	0.01%	1186
2014 Q1	–	Sell	-10,722	Closed	-$142K	–	760
2013 Q4	$142K	Sell	10,722 -1,186	-10%	-$16.7K	0.05%	456
2013 Q3	$175K	Sell	11,908 -2,358	-17%	-$35.1K	0.06%	381
2013 Q2	$194K	Buy	+14,266	New	+$233K	0.07%	331

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5M AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

AIM

Artemis Investment Management Edinburgh, United Kingdom $11.2B AUM 80.72% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $62.7B AUM 37.65% 1-Year Est. Return

Capstone Investment Advisors New York $54B AUM 23.5% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

B. Riley Wealth Advisors's CEF Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Sprott Physical Gold and Silver Trust (CEF) in Q1 2015, closing a stake of 2,378 shares — an estimated $28K sold.

B. Riley Wealth Advisors first reported a position in CEF in Q2 2013 and held it in 5 quarters. The position peaked at $194K in Q2 2013. 191 funds tracked by Wall St. Rank hold CEF as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Sprott Physical Gold and Silver Trust position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 2,378 Sprott Physical Gold and Silver Trust shares in Q1 2015, an estimated $28K.
B. Riley Wealth Advisors first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 5 quarters.
B. Riley Wealth Advisors's Sprott Physical Gold and Silver Trust position peaked at $194K in Q2 2013.
191 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.