We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
376
Colgate-Palmolive
CL
$74.8B
$180K 0.06%
2,766
+1
+0% +$64
NAT icon
377
Nordic American Tanker
NAT
$1.36B
$180K 0.06%
19,011
-992
-5% -$8.21K
O icon
378
Realty Income
O
$61.1B
$180K 0.06%
4,975
-1,268
-20% -$48.7K
NUE icon
379
Nucor
NUE
$58.3B
$179K 0.06%
+3,361
New +$173K
PEO
380
Adams Natural Resources Fund
PEO
$731M
$179K 0.06%
6,789
-2,952
-30% -$77.8K
RCL icon
381
Royal Caribbean
RCL
$86.8B
$178K 0.06%
+3,751
New +$159K
IVR icon
382
Invesco Mortgage Capital
IVR
$759M
$176K 0.06%
1,196
-1,290
-52% -$196K
NNJ
383
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$176K 0.06%
13,500
– –
PHO icon
384
Invesco Water Resources ETF
PHO
$2.03B
$175K 0.06%
6,665
– –
CII icon
385
BlackRock Enhanced Captial and Income Fund
CII
$964M
$174K 0.06%
12,737
-1,947
-13% -$26.2K
GMED icon
386
Globus Medical
GMED
$11.1B
$174K 0.06%
8,634
+4,521
+110% +$83.9K
EWH icon
387
iShares MSCI Hong Kong ETF
EWH
$1.23B
$173K 0.06%
8,412
-1,300
-13% -$26.5K
IP icon
388
International Paper
IP
$22.6B
$173K 0.06%
3,772
+325
+9% +$13.9K
DCP
389
DELISTED
DCP Midstream, LP
DCP
$173K 0.06%
3,429
+8
+0.2% +$385
LYB icon
390
LyondellBasell Industries
LYB
$19.5B
$171K 0.05%
+2,126
New +$163K
PCN
391
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$171K 0.05%
10,822
– –
STX icon
392
Seagate
STX
$173B
$171K 0.05%
3,051
+107
+4% +$5.29K
X
393
DELISTED
US Steel
X
$171K 0.05%
5,799
-6,301
-52% -$162K
CSP
394
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$171K 0.05%
26,085
+300
+1% +$2K
CNVS icon
395
Cineverse
CNVS
$56.9M
$170K 0.05%
420
+50
+14% +$19K
NBIS
396
Nebius Group N.V.
NBIS
$37.6B
$170K 0.05%
+3,944
New +$153K
SEVN
397
Seven Hills Realty Trust
SEVN
$173M
$169K 0.05%
10,359
-7,234
-41% -$121K
CMCSA icon
398
Comcast
CMCSA
$87.3B
$168K 0.05%
6,450
+338
+6% +$8.14K
DHR icon
399
Danaher
DHR
$138B
$167K 0.05%
3,223
– –
IXN icon
400
iShares Global Tech ETF
IXN
$7.87B
$167K 0.05%
+12,012
New +$158K
14 15
16
17 18

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.