B. Riley Wealth Advisors’s PIMCO Corporate & Income Strategy Fund PCN Stock Holding History

B. Riley Wealth Advisors’s Portfolio PCN Stock Details PCN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,412	Closed	-$21	–	1565
2014 Q4	$21	Buy	+1,412	New	+$22.7K	﹤0.01%	2524
2014 Q3	–	Sell	-1,412	Closed	-$24K	–	1520
2014 Q2	$24K	Buy	+1,412	New	+$23.8K	0.01%	1387
2014 Q1	–	Sell	-10,822	Closed	-$171K	–	784
2013 Q4	$171K	Hold	10,822	–	–	0.05%	393
2013 Q3	$181K	Hold	10,822	–	–	0.06%	366
2013 Q2	$189K	Buy	+10,822	New	+$194K	0.06%	347

Other funds holding PCN

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

WCM

Wunderlich Capital Managemnt Memphis, Tennessee $224M AUM 21.93% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

B. Riley Wealth Advisors's PCN Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of PIMCO Corporate & Income Strategy Fund (PCN) in Q1 2015, closing a stake of 1,412 shares — an estimated $21 sold.

B. Riley Wealth Advisors first reported a position in PCN in Q2 2013 and held it in 5 quarters. The position peaked at $189K in Q2 2013. 54 funds tracked by Wall St. Rank hold PCN as of Q1 2015.

B. Riley Wealth Advisors reported no remaining PIMCO Corporate & Income Strategy Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,412 PIMCO Corporate & Income Strategy Fund shares in Q1 2015, an estimated $21.
B. Riley Wealth Advisors first reported a position in PIMCO Corporate & Income Strategy Fund in Q2 2013 and held it in 5 quarters.
B. Riley Wealth Advisors's PIMCO Corporate & Income Strategy Fund position peaked at $189K in Q2 2013.
54 funds tracked by Wall St. Rank held PIMCO Corporate & Income Strategy Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.