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PCN

PIMCO Corporate & Income Strategy Fund

51 hedge funds and large institutions have $43.4M invested in PIMCO Corporate & Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.26% more ownership

Funds ownership: 6.58%6.84% (+0.26%)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

0% less capital invested

Capital invested by funds: $43.6M → $43.4M (-$181K)

4% less funds holding

Funds holding: 5351 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AR
1
Advisory Research
Illinois
$6.39M -$487K -29,720 -7%
Morgan Stanley
2
Morgan Stanley
New York
$5.57M -$68.2K -4,165 -1%
GC
3
Guggenheim Capital
Illinois
$3.08M +$1.94M +118,282 +179%
RCM
4
Rivernorth Capital Management
Florida
$3.05M +$190K +11,626 +7%
Bank of America
5
Bank of America
North Carolina
$2.29M -$616K -37,568 -22%
MFS
6
MSI Financial Services
Massachusetts
$2.15M +$1.05M +64,114 +99%
Invesco
7
Invesco
Georgia
$2.12M -$91.7K -5,597 -4%
LPL Financial
8
LPL Financial
California
$1.98M -$82.2K -5,020 -4%
U
9
UBS
Switzerland
$1.78M -$440K -26,866 -20%
NL
10
NWAM LLC
Washington
$1.57M +$65.4K +3,990 +4%
NPC
11
National Planning Corporation
California
$1.51M +$273K +16,640 +23%
Wells Fargo
12
Wells Fargo
California
$1.49M +$71.3K +4,351 +5%
FAAS
13
First Allied Advisory Services
California
$1.28M -$37.4K -2,283 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.1M -$70.2K -4,283 -6%
ACM
15
Akanthos Capital Management
California
$835K +$819K +50,000 New
HK
16
Horizon Kinetics
New York
$773K +$16.6K +1,012 +2%
LS
17
Lattice Strategies
Pennsylvania
$638K +$1.8K +110 +0.3%
SSWM
18
Sheets Smith Wealth Management
North Carolina
$595K -$9.83K -600 -2%
SFSIG
19
San Francisco Sentry Investment Group
California
$577K +$16.4K +1,000 +3%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$483K -$79.3K -4,841 -14%
NES
21
New England Securities
New York
$378K +$5.28K +322 +1%
Ameriprise
22
Ameriprise
Minnesota
$358K +$10.7K +653 +3%
PA
23
Planning Alternatives
Michigan
$346K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$338K -$13.3K -812 -4%
BA
25
Boston Advisors
Massachusetts
$328K -$20.9K -1,275 -6%

PCN Hedge Fund Activity: Q3 2013 in Review

51 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Strategy Fund (PCN) for Q3 2013, worth a combined $43.4M — down 0.42% from $43.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PCN and 4 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 17 added.

The largest buyer was Guggenheim Capital, adding an estimated $1.94M. The largest seller was Bank of America, cutting an estimated $616K.

  • 51 institutional investors held PIMCO Corporate & Income Strategy Fund (PCN) as of Q3 2013, down from 53 in Q2 2013.
  • Funds reported $43.4M of PIMCO Corporate & Income Strategy Fund stock for Q3 2013, down 0.42% quarter-over-quarter.
  • 4 funds opened new PIMCO Corporate & Income Strategy Fund positions in Q3 2013 and 6 closed out, a net change of -2 holders.
  • The largest PIMCO Corporate & Income Strategy Fund buyer in Q3 2013 was Guggenheim Capital, an estimated $1.94M added.
  • The largest PIMCO Corporate & Income Strategy Fund seller in Q3 2013 was Bank of America, an estimated $616K sold.

Based on aggregated 13F filings for Q3 2013.