PCN

PIMCO Corporate & Income Strategy Fund
PCN

Overview Fund Activity

51 hedge funds and large institutions have $43.4M invested in PIMCO Corporate & Income Strategy Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 6 closing their positions.

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$3.08M
2
MFS
2
MSI Financial Services
Massachusetts
$2.16M
3
ACM
3
Akanthos Capital Management
California
$835K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$287K
5
NPC
5
National Planning Corporation
California
$1.51M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.29M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
AR
3
Advisory Research
Illinois
$6.39M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$0
5
U
5
UBS
Switzerland
$1.78M
Name Market Value Shares Shares
Change 		Shares
Change %
AR
1
Advisory Research
Illinois
$6.39M 382,745 -29,720 -7%
Morgan Stanley
2
Morgan Stanley
New York
$5.57M 333,973 -4,165 -1%
GC
3
Guggenheim Capital
Illinois
$3.08M 184,533 +118,282 +179%
RCM
4
Rivernorth Capital Management
Florida
$3.05M 182,928 +11,626 +7%
Bank of America
5
Bank of America
North Carolina
$2.29M 137,044 -37,568 -22%
MFS
6
MSI Financial Services
Massachusetts
$2.16M 129,117 +64,114 +99%
Invesco
7
Invesco
Georgia
$2.12M 126,760 -5,597 -4%
LPL Financial
8
LPL Financial
California
$1.98M 118,712 -5,020 -4%
U
9
UBS
Switzerland
$1.78M 106,446 -26,866 -20%
NL
10
NWAM LLC
Washington
$1.57M 93,971 +3,990 +4%
NPC
11
National Planning Corporation
California
$1.51M 89,579 +16,640 +23%
Wells Fargo
12
Wells Fargo
California
$1.49M 89,172 +4,351 +5%
FAAS
13
First Allied Advisory Services
California
$1.28M 76,668 -2,283 -3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.1M 66,073 -4,283 -6%
ACM
15
Akanthos Capital Management
California
$835K 50,000 +50,000 New
HK
16
Horizon Kinetics
New York
$773K 46,293 +1,012 +2%
LS
17
Lattice Strategies
Pennsylvania
$638K 38,225 +110 +0.3%
SSWM
18
Sheets Smith Wealth Management
North Carolina
$595K 35,650 -600 -2%
SFSIG
19
San Francisco Sentry Investment Group
California
$577K 34,555 +1,000 +3%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$483K 29,318 -4,841 -14%
NES
21
New England Securities
New York
$378K 22,651 +322 +1%
Ameriprise
22
Ameriprise
Minnesota
$358K 21,468 +653 +3%
PA
23
Planning Alternatives
Michigan
$346K 20,750 – –
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$338K 20,257 -812 -4%
BA
25
Boston Advisors
Massachusetts
$328K 19,675 -1,275 -6%
1
2 3