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PCN

PIMCO Corporate & Income Strategy Fund

65 hedge funds and large institutions have $40.8M invested in PIMCO Corporate & Income Strategy Fund in 2018 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more funds holding

Funds holding: 6465 (+1)

9% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 11

0.09% more ownership

Funds ownership: 6.88%6.96% (+0.09%)

0% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 19

18% less capital invested

Capital invested by funds: $49.5M → $40.8M (-$8.69M)

Holders
65
Holders Change
+1
Holders Change %
+1.56%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
19
Reduced
19
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$4.35M -$96.5K -5,892 -2%
Invesco
2
Invesco
Georgia
$3.4M +$404K +24,686 +12%
RCM
3
Rivernorth Capital Management
Florida
$3.27M +$3.51M +214,540 New
Morgan Stanley
4
Morgan Stanley
New York
$3.08M -$174K -10,603 -5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$2.26M +$311K +19,013 +14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.17M +$1.89M +115,657 +381%
LPL Financial
7
LPL Financial
California
$1.99M +$86.2K +5,260 +4%
BF
8
BOK Financial
Oklahoma
$1.51M -$3.28K -200 -0.2%
AG
9
Advisor Group
Arizona
$1.43M -$156K -9,503 -9%
MML Investors Services
10
MML Investors Services
Massachusetts
$1.42M -$105K -6,426 -6%
AR
11
Advisory Research
Illinois
$1.34M -$81.6K -4,980 -5%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.34M +$17.7K +1,082 +1%
Bank of America
13
Bank of America
North Carolina
$1.32M -$2.19K -134 -0.2%
Wells Fargo
14
Wells Fargo
California
$1.28M +$4.08K +249 +0.3%
CAN
15
Cetera Advisor Networks
California
$1.21M -$2.87K -175 -0.2%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$867K +$124K +7,564 +15%
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$865K +$132K +8,038 +16%
NL
18
NWAM LLC
Washington
$738K -$16.3K -993 -2%
SFS
19
Shaker Financial Services
Virginia
$593K +$653K +39,856 New
WAM
20
Weiss Asset Management
Massachusetts
$589K +$648K +39,564 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$364K +$130K +7,922 +48%
IWM
22
IHT Wealth Management
Illinois
$346K -$240K -14,635 -39%
SSWM
23
Sheets Smith Wealth Management
North Carolina
$333K
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$321K +$51.5K +3,143 +17%
GC
25
Guggenheim Capital
Illinois
$305K -$49.2K -3,005 -13%

PCN Hedge Fund Activity: Q4 2018 in Review

65 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Strategy Fund (PCN) for Q4 2018, worth a combined $40.8M — down 18% from $49.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PCN positions and 11 closed out — a net gain of 1 holder — while 19 added to existing stakes and 19 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $3.51M. The largest seller was Ameriprise, exiting entirely with an estimated $5.2M sold.

  • 65 institutional investors held PIMCO Corporate & Income Strategy Fund (PCN) as of Q4 2018, up from 64 in Q3 2018.
  • Funds reported $40.8M of PIMCO Corporate & Income Strategy Fund stock for Q4 2018, down 18% quarter-over-quarter.
  • 12 funds opened new PIMCO Corporate & Income Strategy Fund positions in Q4 2018 and 11 closed out, a net change of +1 holder.
  • The largest PIMCO Corporate & Income Strategy Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $3.51M added.
  • The largest PIMCO Corporate & Income Strategy Fund seller in Q4 2018 was Ameriprise, an estimated $5.2M sold.

Based on aggregated 13F filings for Q4 2018.