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PCN

PIMCO Corporate & Income Strategy Fund

57 hedge funds and large institutions have $39.2M invested in PIMCO Corporate & Income Strategy Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

0.17% more ownership

Funds ownership: 6.57%6.75% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $39.8M → $39.2M (-$667K)

8% less funds holding

Funds holding: 6257 (-5)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
17
Reduced
13
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AR
1
Advisory Research
Illinois
$4.46M -$510K -31,710 -10%
Morgan Stanley
2
Morgan Stanley
New York
$3.93M -$193K -11,969 -4%
GC
3
Guggenheim Capital
Illinois
$3.58M +$556K +34,575 +17%
Invesco
4
Invesco
Georgia
$2.62M +$196K +12,212 +8%
MFS
5
MSI Financial Services
Massachusetts
$1.99M -$83.2K -5,174 -4%
UBS Group
6
UBS Group
Switzerland
$1.89M +$2.01M +124,816 New
NPC
7
National Planning Corporation
California
$1.86M +$272K +16,910 +17%
LPL Financial
8
LPL Financial
California
$1.78M +$158K +9,854 +9%
WCM
9
Wunderlich Capital Managemnt
Tennessee
$1.74M +$76.4K +4,748 +4%
Wells Fargo
10
Wells Fargo
California
$1.46M -$112K -6,948 -7%
Bank of America
11
Bank of America
North Carolina
$1.42M +$57.5K +3,574 +4%
SG Americas Securities
12
SG Americas Securities
New York
$879K +$935K +58,159 New
TCM
13
Traynor Capital Management
Pennsylvania
$817K +$870K +54,111 New
NL
14
NWAM LLC
Washington
$788K -$8.73K -543 -1%
CIA
15
Capital Investment Advisors
Georgia
$743K -$46.9K -2,919 -6%
DA
16
Doliver Advisors
Texas
$688K +$290K +18,020 +65%
FAAS
17
First Allied Advisory Services
California
$684K -$139K -8,640 -16%
ICOA
18
Investment Centers of America
North Dakota
$626K +$29.1K +1,812 +5%
TYCC
19
Texas Yale Capital Corp
Florida
$565K
SSWM
20
Sheets Smith Wealth Management
North Carolina
$539K
Creative Planning
21
Creative Planning
Kansas
$478K +$4.66K +290 +0.9%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$465K -$23.7K -1,472 -5%
HK
23
Horizon Kinetics
New York
$455K -$177K -10,980 -27%
JHIU
24
Janus Henderson Investors US
Colorado
$433K +$460K +28,628 New
PAG
25
Private Advisor Group
New Jersey
$336K +$88.1K +5,480 +33%

PCN Hedge Fund Activity: Q4 2014 in Review

57 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Strategy Fund (PCN) for Q4 2014, worth a combined $39.2M — down 1.7% from $39.8M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PCN and 9 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 17 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $935K. The largest seller was Advisory Research, cutting an estimated $510K.

  • 57 institutional investors held PIMCO Corporate & Income Strategy Fund (PCN) as of Q4 2014, down from 62 in Q3 2014.
  • Funds reported $39.2M of PIMCO Corporate & Income Strategy Fund stock for Q4 2014, down 1.7% quarter-over-quarter.
  • 9 funds opened new PIMCO Corporate & Income Strategy Fund positions in Q4 2014 and 12 closed out, a net change of -3 holders.
  • The largest PIMCO Corporate & Income Strategy Fund buyer in Q4 2014 was SG Americas Securities, an estimated $935K added.
  • The largest PIMCO Corporate & Income Strategy Fund seller in Q4 2014 was Advisory Research, an estimated $510K sold.

Based on aggregated 13F filings for Q4 2014.