PCN

PIMCO Corporate & Income Strategy Fund
PCN

Overview Fund Activity

59 hedge funds and large institutions have $41.5M invested in PIMCO Corporate & Income Strategy Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 11 increasing their positions, 21 reducing their positions, and 6 closing their positions.

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
11
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WCM
1
Wunderlich Capital Managemnt
Tennessee
$1.68M
2
GC
2
Guggenheim Capital
Illinois
$4.15M
3
CIA
3
Capital Investment Advisors
Georgia
$881K
4
SG Americas Securities
4
SG Americas Securities
New York
$778K
5
HK
5
Horizon Kinetics
New York
$1.36M

Top Sellers

1
AR
1
Advisory Research
Illinois
$4.74M
2
RCM
2
Rivernorth Capital Management
Florida
$1.95M
3
ACM
3
Akanthos Capital Management
California
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$4.49M
5
Bank of America
5
Bank of America
North Carolina
$1.74M
Name Market Value Shares Shares
Change 		Shares
Change %
AR
1
Advisory Research
Illinois
$4.74M 299,705 -83,040 -22%
Morgan Stanley
2
Morgan Stanley
New York
$4.49M 283,852 -50,121 -15%
GC
3
Guggenheim Capital
Illinois
$4.15M 262,616 +78,083 +42%
Invesco
4
Invesco
Georgia
$2.06M 130,390 +3,630 +3%
MFS
5
MSI Financial Services
Massachusetts
$2.05M 129,965 +848 +0.7%
LPL Financial
6
LPL Financial
California
$1.96M 124,112 +5,400 +5%
RCM
7
Rivernorth Capital Management
Florida
$1.95M 123,672 -59,256 -32%
Bank of America
8
Bank of America
North Carolina
$1.74M 110,012 -27,032 -20%
WCM
9
Wunderlich Capital Managemnt
Tennessee
$1.68M 106,551 +106,551 New
U
10
UBS
Switzerland
$1.63M 103,014 -3,432 -3%
NL
11
NWAM LLC
Washington
$1.46M 92,447 -1,524 -2%
NPC
12
National Planning Corporation
California
$1.41M 88,645 -934 -1%
Wells Fargo
13
Wells Fargo
California
$1.36M 86,162 -3,010 -3%
HK
14
Horizon Kinetics
New York
$1.36M 85,936 +39,643 +86%
FAAS
15
First Allied Advisory Services
California
$935K 59,096 -17,572 -23%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$907K 57,399 -8,674 -13%
CIA
17
Capital Investment Advisors
Georgia
$881K 55,766 +55,766 New
SG Americas Securities
18
SG Americas Securities
New York
$778K 49,212 +49,212 New
LS
19
Lattice Strategies
Pennsylvania
$626K 39,605 +1,380 +4%
SSWM
20
Sheets Smith Wealth Management
North Carolina
$563K 35,650 – –
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$363K 22,990 +2,733 +13%
Creative Planning
22
Creative Planning
Kansas
$355K 22,497 +22,497 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$321K 20,332 -8,986 -31%
PA
24
Planning Alternatives
Michigan
$312K 19,750 -1,000 -5%
BA
25
Boston Advisors
Massachusetts
$311K 19,675 – –
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